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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 57 of 104.

LR-25051 · 3/11/2021
APEG Energy, GP, Paul W. Haarman and Patrick E. Duke
LR-25049 · 3/11/2021
Shamoon Omer Rafiq, a/k/a Shamoon Rafiq, Omer Rafiq, and Omar Rafiq
LR-25047 · 3/10/2021
George Heckler
LR-25048 · 3/10/2021
Nicholas Kabylafkas
LR-25046 · 3/10/2021
Shawn C. Cutting
LR-25050 · 3/10/2021
Kevin R. Kuhnash and Jason P. Jimerson
LR-25043 · 3/4/2021
Airborne Wireless Network, et al.
LR-25044 · 3/4/2021
Craig C. Garrick
LR-25045 · 3/4/2021
AT&T, Inc., et al.
LR-25042 · 3/3/2021
World Tree Financial, LLC, et al.
LR-25041 · 3/1/2021
Renew Forestry Group, LLC et al.
LR-25040 · 3/1/2021
EarthSource Minerals International, LLC et al.
LR-25037 · 2/28/2021
Bolton Securities Corporation d/b/a Bolton Global Asset Management
LR-25034 · 2/28/2021
Bruce Schoengood, Medifirst Solutions, Inc. and Joshua Tyrell
LR-25035 · 2/28/2021
Bajic et al.
LR-25036 · 2/28/2021
Glen A. Stewart
LR-25033 · 2/28/2021
James T. Booth
LR-25031 · 2/28/2021
Joseph Cimino
LR-25030 · 2/28/2021
Morningstar Credit Ratings LLC
LR-25032 · 2/28/2021
Coinseed, Inc. and Delgerdalai Davaasambuu
LR-25029 · 2/28/2021
Arrayit Corporation and Rene Schena
LR-25028 · 2/28/2021
David Hu
LR-25026 · 2/28/2021
Isaiah L. Goodman
LR-25027 · 2/28/2021
Daniel Dirk Coddington, et al.
LR-25025 · 2/28/2021
Stephen Moleski, et al.
LR-25024 · 2/28/2021
Mark Ahn
LR-25023 · 2/28/2021
Lev Parnas and David Correia
LR-25022 · 2/28/2021
CR Intrinsic Investors, et al.
LR-25019 · 2/28/2021
Revolutionary Concepts, Inc., et al
LR-25018 · 2/28/2021
Viktor Gjonaj
LR-25016 · 2/28/2021
Ivan Ramos
LR-25017 · 2/28/2021
Vuuzle Media Corp., Ronald Shane Flynn, and Richard Marchitto
LR-25015 · 2/28/2021
Peter Baker, et al.
LR-25013 · 2/28/2021
William Andrew Stack, Esq.
LR-25014 · 2/28/2021
Geoffrey Thompson
LR-25012 · 2/28/2021
Abhi Batra a/k/a Abhimanyu Batra
LR-25011 · 2/28/2021
Jacob C. Glick
LR-25010 · 2/28/2021
Michael Sztrom, David Sztrom, and Sztrom Wealth Management, Inc.
LR-25009 · 2/28/2021
City of Harvey, et al.
LR-25008 · 2/28/2021
Thomas V. Conwell and Kerry L. Hoffman
LR-25007 · 2/28/2021
Eric C. Malley, et al.
LR-25006 · 2/28/2021
Justin Robert King, et al.
LR-25005 · 2/28/2021
ConTXT, Inc, Thomas J. Robbins, Daniel J. Merriman, Mark W. Wiseman, and Clark J. Madsen
LR-25004 · 2/28/2021
Barry F. Connell
LR-25003 · 2/28/2021
Bowser et al.
LR-25002 · 2/28/2021
DeAndre P. Sears et al.
LR-24999 · 2/28/2021
Joseph Taub, et al.
LR-25000 · 2/28/2021
Gregory Altieri
LR-25001 · 2/28/2021
Anthony Thompson, Jr., et al.
LR-24998 · 2/28/2021
Jason Peltz
LR-24997 · 2/28/2021
Qin et al
LR-24994 · 2/28/2021
RPM International Inc. and Edward W. Moore
LR-24996 · 2/28/2021
Global Investment Strategy UK Ltd. and John William Gunn
LR-24995 · 2/28/2021
Ronnie Lee Moss, Jr., Genesis E&P, Inc., Royal Oil, LLC, and Catalyst Operating, LCC
LR-24993 · 2/28/2021
Charles Samel
LR-24990 · 2/28/2021
TH Wealth Management, LLC and Brian Keat Hobbs
LR-24989 · 2/28/2021
Barton S. Ross
LR-24988 · 2/28/2021
SAExploration Holdings, Inc., et al.
LR-24987 · 2/28/2021
Luckin Coffee Inc.
LR-24984 · 2/28/2021
Roland M. Mathys
LR-24985 · 2/28/2021
CapWealth Advisors, LLC, Timothy J. Pagliara, and Timothy R. Murphy
LR-24986 · 2/28/2021
Karina Chairez
LR-24983 · 2/28/2021
Roger E. Dobrovodsky, Robert Todd Seth, Matthew L. Walker
LR-24981 · 2/28/2021
Sequential Brands Group, Inc.
LR-24982 · 2/28/2021
Christopher Clark and William Wright
LR-24980 · 2/28/2021
Amir Bruno Elmaani
LR-24978 · 2/28/2021
J. Jeremy Barbera, Carl Smith, and Nanobeak Biotech Inc.
LR-24979 · 2/28/2021
Gomes et al.
LR-24977 · 2/28/2021
Applied BioSciences Corp.
LR-25039 · 2/28/2021
Michael J. Starkweather and Andiamo Corporation
LR-25021 · 2/28/2021
Premier Holding Corporation, Randall Letcavage and Joseph Greenblatt
LR-24992 · 2/28/2021
CapSource, Inc. et al., Michael B. Zipprich et al.
LR-25038 · 2/28/2021
Christopher Fulco (a/k/a Christian Anthony, Johnathan Stewart, and Michael Barron
LR-25020 · 2/28/2021
Kristijan Krstic (a/k/a Felix Logan), John DeMarr and Robin Enos
LR-24991 · 2/28/2021
Dike Boone Nerren
LR-24860 · 7/30/2020
Complete Business Solutions Group Inc. d/b/a/ Par Funding et al.
LR-24857 · 7/28/2020
Anthony Todd Johnson et al.
LR-24858 · 7/28/2020
Mustafa David Sayid
LR-24859 · 7/28/2020
Kevin R. Kuhnash and Jason P. Jimerson
LR-24855 · 7/23/2020
Harold L. Altvater
LR-24856 · 7/23/2020
Mark L. Hopkins
LR-24854 · 7/19/2020
YouPlus, Inc., et al.
LR-24853 · 7/13/2020
Thunderbird Power Corp., et al.
LR-24852 · 7/9/2020
Devere USA, Inc.
LR-24851 · 7/6/2020
Luke C. Zouvas et al.
LR-24848 · 7/5/2020
Zvi Feiner, et al.
LR-24849 · 7/5/2020
David Sims, et al
LR-24847 · 7/1/2020
Daniel Dirk Coddington, et al.
LR-24845 · 6/30/2020
Temenos Advisory, Inc., and George L. Taylor
LR-24846 · 6/30/2020
Matthew Benjamin and Clear Solutions Group, LLC
LR-24844 · 6/28/2020
Daniel C. Ustian
LR-24843 · 6/23/2020
Todd Lahr and Thomas Megas
LR-24842 · 6/22/2020
Eran Eyal and UnitedData, Inc. d/b/a/ "Shopin, "
LR-24841 · 6/21/2020
Gregg D. Caplitz, et al.
LR-24839 · 6/17/2020
Gomes et al.;
LR-24840 · 6/17/2020
Vassilios Trikantzopoulos and Navis Ventures LLC
LR-24838 · 6/16/2020
AmTrust Financial Services, Inc. and Ronald E. Pipoly, Jr.
LR-24837 · 6/15/2020
Daniel Adams, Michael Flanders, Spiderworx Media LLC, and An L.A. Minute LLC
LR-24836 · 6/14/2020
Neil Burkholz, et al.
LR-24834 · 6/10/2020
PowerTradersPress.com, Inc., et al.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.