SEC Enforcement Actions

Roanoke Technology Corp., et al.

Robert B. Kessler et al.

John W. Surgent, et al.

Stewart P. "Tom" Mitchell

Knox H. Fuqua and KHF Advisors LLC

Frederick J. O'Meally, et al.

Terry Richard Martin, et al.

Vincent P. Iannazzo and Milton E. Stanson

Paul A. Spray, Thomas E. Loyd, Marc Barhonovich, et al.

Lohmus Haavel & Viisemann, et al.

One Wall Street, Inc., et al.

Jeffery Steven Stone, et al.

Dawn M. Schlegel and Sandra Hatfield

Eric Walsh, John Abresch et al.

David M. Pillor

U.S. Wind Farming, Inc., William L. Telander, et al.

David Sarna, et ano.

Paul W. Mikus and John V. Cracchiolo

Jon W. James; J.W. James & Associates; J.W. James Borrowing Entity, LLC; J.W. James Investment Group Fund One, LLC; The James Company Fund I, LLC; The James Company Borrowing Entity, LLC; Virtual Cash Flow Corporation; The Cloaking Device, Inc.; and J.W. James Acquisitions, LLC

Jacob (“Kobi”) Alexander, David Kreinberg, and William F. Sorin

Chance M. Vought and John M. Lucarelli

Peter D. Kirschner and Media Magic, Inc.

Martha Stewart and Peter Bacanovic

Robert J. Bradbury, Dolphin & Bradbury, Incorporated and Margaret B. Bradbury as Relief Defendant

Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds and Success Trust and Holding LLC

American-Amicable Life Insurance Company of Texas; Pioneer American Insurance Company; and Pioneer Security Life Insurance Company

ETS Payphones, Inc., and Charles E. Edwards, Defendant

Upshaw and Associates, L.L.C. et al.

Anuradha D. Saad, et al.

Richard P. Smyth, Arnold E. Johns, Jr., Michael J. Becker and Alan T. Davis

David A. Zwick, et al.

Blast Energy Services, Inc. f/k/a Verdisys, Inc., Daniel W. Williams and Andrew G. Wilson

Nicholas A. Czuczko

American International Group, Inc.

MSTG Solutions, Inc. and Gil Kim

Elsie M. Leung

Bruce E. Snyder, Jr.

John R. Shrewder, The Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital Partners, Inc.

Joshua Yafa, et al.

Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC and Spin Drift, LLC

Wallace Nakano

Ronald Ferguson, Elizabeth Monrad, Robert Graham, Christopher Garand, and Christian Milton

Brad A. Weaver and Beta Asset Management, Inc.

William A. Day

Victor J. Menezes

Mark Kishel

WMDS, Inc. et al.

Thomas P. Clark

Teresa V. Fernandez

Allan Boren, et al.

James J. McDermott, et al.

Morgan Cooper, et al.

Learn Waterhouse, Inc.; Randall Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta

Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.

Mark Kishel

Ernesto Sibal, et al.

Groh Asset Management, Inc. and Roger O. Groh

Fortress Financial Group, Inc. and Jeffrey A. Richie

Stansbury Holdings Corporation, Aldine J. Coffman, Jr., Dennis R. Staal, CPA, Richard E. Sellers, CPA, and Sellers & Associates P.C.

Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey

Sport-Haley, Inc., Steve S. Auger, and Kenneth R. LeCrone

Deog Kyoon Jeong

Kimberly J. Carrella, et al.

Roger A. Householder

Thomas J. Bucknum

Anthony F. Giordano

Daniel Calugar and Security Brokerage, Inc.

Richard A. Svoboda and Michael A. Robles

eWealth Securities, Inc., et al.

Bruce M. Perry and M. Brooks Turkel

David M. Faubert, et al.

McAfee, Inc.

Karnig H. Durgarian, Jr.,Donald F. McCracken, Ronald B. Hogan, Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs

Lee David Edelman

Dennis S. Herula et al.

Larry A. Stockett

Brent William Federighi and Michael Carl Hoffman

Roanoke Technology Corp. et al.

William Whelan

Allied Capital Management, Inc. and Shea Silva

Gregory N. Champe

Scott R. Sacane, et al.

Richard Glen Spradling

Emission Controls Corporation and Syd Cooke

James E. Franklin, et al.

HMC International, LLC., et al.

Lance Poulsen, Rebecca Parrett, Donald Ayers and Randolph Speer

Compania Internacional Financiera S.A. and Yomi Rodrig

Lucent Technologies Inc., et al.

Terry L. Dowdell, et al.

Tenfold Corp., et al.

Gary W. Zinn, Tanika Consulting Group, Inc., and Dynamic Marketing Services EOOD

Gary D. Herwitz and Tracey A. Stanyer

Church Extension of the Church of God, Inc., United Management Services, Inc., James Perry Grubbs and Shearon Louis Jackson

David Chesnoff and Chaka Henry

Martin J. Druffner, et al.

Edward A. Heil and R. Bret Jenkins; eSafetyWorld, Inc. (now known as EZ Auctions and Shipping Inc.) and Raymond Burghard

Jeffrey B. Schmidt, et al.

James Lamar McMichael and Nancy A. McMichael

M&A West, Inc., et al.