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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 27 of 104.

LR-19925
John S. Kramer, et al.
LR-19926
Millennium Financial, Ltd.
LR-19923
U.S. Gas & Electric, Inc., et al.
LR-19924
Mercer Capital, Inc, et al.
LR-19920
Spiro Germenis, et al.
LR-19921
Spiegel, Inc.
LR-19918
David M. Willey and Joy S. Willey
LR-19919
Didier Waroquiers
LR-19917
David N. Anderson and Nancy C. Dipietro
LR-19909
Robert A. Magnan, et al.
LR-19910
World Information Technology, Inc., et al.
LR-19911
Glenn E. Glasshagel
LR-19912
Stephen Richards
LR-19913
Rhino Ecosystems, Inc., et al.
LR-19914
Min T. Ma and Joyce Manni Ng
LR-19915
Focus Financial Associates, Inc., et al.
LR-19916
Focus Financial Associates, Inc., et al.
LR-19908
Kelsey L. Garman, Koinonia Investment Club II, Koinonia Income Account, Koinonia 100/200 and Koinonia Kingdom Club
LR-19906
Jamie L. Solow
LR-19904
Stuart Wolff and Peter Tafeen
LR-19905
Viper Capital Management, LLC, et al.
LR-19902
Mervin George Fiessel and Robert Michael Doherty
LR-19903
Jeremy R. Lent et al.
LR-19900
Dennis S. Herula et al.
LR-19901
Stansbury Holdings, et al.
LR-19899
Solar Group S.A. and James J. Todd
LR-19898
Sanjay Kumar
LR-19896
Philip R. Gratz
LR-19897
Michael Moran, James Sievers, Martin Zaepfel, James Cannataro, John Steele, Michael Crusemann and Michael Otto
LR-19894
Hubert A. Jeffreys, a/k/a Hugh Jeffreys, Earthboard Sports USA, Inc., Timothy F. Bell and Tracy A. Edwards
LR-19895
Eric G. Borrmann
LR-19892
iShopNoMarkup.com, Inc., et al.
LR-19893
Philip Evans and Paul Evans
LR-19890
Robert Tommassello, et al.
LR-19888
Stephen J. Treadway and Kenneth W. Corba
LR-19889
LeeRoy Allen, Jr.
LR-19886
U.S. Wind Farming, Inc., et al.
LR-19887
Bruce M. Perry and M. Brooks Turkel
LR-19880
Hyun Soo Jang, Kangsan Kim, Unus Capital Management, Inc. and Peoplen Investment, Corp.
LR-19881
Uncommon Media Group, Inc., et al. and Lawrence Gallo
LR-19882
U.S. Gas & Electric, Inc., et al.
LR-19883
Conversion Solutions Holdings Corporation and Rufus Paul Harris a/k/a Paul Rufus Harris
LR-19884
Thomas P. Clark
LR-19885
Anthony P. Postiglione, Jr. and William J. Lennon
LR-19878
Jacob ("Kobi") Alexander, David Kreinberg, and William F. Sorin
LR-19879
Regald B. Smith
LR-19876
Timothy R. Heyman et al.
LR-19877
Gari Aldridge et al.
LR-19872
Keith G. Baxter, et al.
LR-19873
Roanoke Technology Corp., et al.
LR-19874
George Carapella and Alan S. Lipstein
LR-19875
Gregory Applegate
LR-19869
Romulus S. Pereira et al.
LR-19870
In Re Application for Orders to Show Cause Requiring Compliance With Administrative Subpoena
LR-19871
Gregory A. Brady, et al.
LR-19866
Edward S. Digges, Jr.; Nexstar Communications, LLC; TMT Equipment Company, LLC; TMT Management Group, LLC; POSA, LLC; POSA TMT, LLC; Televest Communications, LLC; Televest Group, LLC; and Spin Drift, LLC
LR-19867
One or More Unknown Purchasers of Call Options for the Common Stock of CNS, Inc.
LR-19868
Maxxon, Inc., Defendant-Appellant, Gifford M. Mabie, Jr., Defendant-Appellant, and Thomas R. Coughlin, Jr., Defendant
LR-19862
Steven B. Markovitz
LR-19863
James Lamar McMichael and Nancy A. McMichael
LR-19864
Pinnacle Development Partners LLC and Gene A. O'Neal
LR-19861
Salvatore Favata (aka Sam Favata)
LR-19860
First United Financial Group, LLC, et al.
LR-19858
Joseph Y. Zumwalt
LR-19859
Eric Walsh, John Abresch et al.
LR-19856
Martin J. Druffner, et. al.
LR-19857
Gene T. Mancinelli
LR-19852
U.S. Gas & Electric, Inc., et al.
LR-19853
William S. DeLoach, Maria M. Garcia and Rosario F. Licata
LR-19854
Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC
LR-19850
Steven V. Cotton
LR-19851
Graycort Financial, LLC
LR-19847
James N. Stanard, Martin J. Merritt And Michael W. Cash
LR-19848
William M. Osterhout and Prosperity Network, Inc. d/b/a Prosperity Automated System
LR-19849
The Children's Internet, Inc., Nasser V. Hamedani, Sholeh A. Hamedani, Peter A. Perez, Cort L. Poyner and Two Dog Net, Inc.
LR-19845
Graham J. Lefford
LR-19846
US Global Nanospace, Inc., John D. Robinson and Julie E. Seaman
LR-19844
Conrad P. Seghers and James R. Dickey
LR-19843
Dennis Watts, Individually and D/B/A Senior Benefit Plans and James Nathan Grimes
LR-19842
Anthony F. Giordano and Joseph Y. Zumwalt
LR-19839
Fernando J. Espuelas et al.
LR-19840
Walid H. Maghrib
LR-19841
Irving Paul David
LR-19837
Doral Financial Corporation
LR-19838
Seaforth Meridian, Ltd., et al.
LR-19832
Jim Bob Brown
LR-19834
Billy David Deaton
LR-19835
Diane Kayser
LR-19836
Mobile Billboards of America, Inc., International Payphone Company, Reserve Guaranty Trust, Michael A. Lomas and Michael L. Young
LR-19829
Indigenous Global Development Corporation, et al.
LR-19830
Jeffrey R. Senger, Brad M. Nirenberg and Norman F. Piatti
LR-19831
Paul R. Johnson, et al.
LR-19825
Biopure Corporation, et al.
LR-19826
AA Capital Partners, Inc. and John A. Orecchio
LR-19827
Frank Furino
LR-19828
Dennis A. Martin
LR-19824
Platforms Wireless International Corp., et al.
LR-19821
Steven J. Ott and Roger Michael Young
LR-19823
One Wall Street, Inc., et al.
LR-19820
PetroSite Assets, Inc., Masset, Inc., Ivan Dearaujo and Wesley A. Harbison Jr.

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