SEC Enforcement Actions

Paul W. Jennings

Smart Online, Inc., et al.

Zizhong Fan and Zishen Fan, Defendants and Junhua Fan, Relief Defendant

Wall Street Communications, Inc., et al.

NutraCea, et al.

Provident Capital Indemnity, Ltd.,Minor Vargas Calvo, Jorge L. Castillo, and Relief Defendant Desarrollos Comerciales Ronim, S.A.

Lowell Gene “Bob” Hancher, Commerce Street Venture Group, Inc., Edward T. Whelan and Grace Holdings, Inc.

Joseph D. Radcliffe and Michael J. Radcliffe

George H. Holley, Steven V. Dudas, and Phairot Iamnaita

Theodore R. Maloney; Donald K. McGhan and Jimmy J. McGhan

Christopher Wheeler, et al.

Sujata Sachdeva, et. al.

CytoCore, Inc., et al.

Warren D, Nadel, Warren D. Nadel & Co. and Registered Investment Advisers, LLC

Phillip Macdonald, Martin Gollan, and Michael Goodman

Petroleum Unlimited, LLC, Petroleum Unlimited II, LLC, Roger A. Kimmel, Jr., Harry Nyce, Michel-Jean Geraud, Robert Rossi, Joseph Valko, and Morgan Kimmel, n/k/a Morgan Petitti

NIC, Inc., Jeffrey S. Fraser, Harry H. Herington, and Eric J. Bur; Stephen M. Kovzan

ConnectAJet.com, Inc., et al.

Michael R. Drogin

Kimon P. Daifotis and Randall Merk

Charles Schwab Investment Management, Charles Schwab & Co., Inc., and Schwab Investments

Robert Feinblatt, Jeffrey Yokuty, Trivium Capital Management LLC, Sunil Bhalla, and Shammara Hussain

Stanley J. Kowalewski and SJK Investment Management, LLC

Joseph M. Braas and Michael J. Schlager

Gendarme Capital Corp., et al.

K&L International Enterprises, Inc., et al.

Alcatel-Lucent, S.A.

One or More Unknown Purchasers of Securities of Martek Biosciences Corporation

Michael E. Kelly, et al.

One or More Unknown Purchasers of Options of InterMune, Inc.

Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC

Kenneth W. Burnt, Perimeter Wealth Financial Services, Inc., and KSB Financial, Inc.

Alternate Energy Holdings, Inc., Donald L. Gillispie, and Jennifer Ransom, Defendants, and Bosco Financial, LLC and Energy Executive Consulting, LLC, Relief Defendants

Robert L. Buckhannon, Terry D. Rawstern. Dale E. St. Jean, Gregory D Tindall, Richard D. Mittasch, Christopher T. Paganes, Glenn M. Barikmo and Imperium Investment Advisors, LLC

Joseph M. Elles

Alfred Clay Ludlum III, Printz Capital Management, LLC, Printz Financial Group, Inc., and PCM Global Holdings, LLC

William K. Harrison, et al.

Kenneth Ira Starr, et al

Alternate Energy Holdings, Inc., Donald L. Gillispie, and Jennifer Ransom, Defendants, and Bosco Financial, LLC and Energy Executive Consulting, LLC, Relief Defendants

Marcus Luna, Nathan Montgomery, Adam Daskivich, David Murtha, St. Paul Venture Fund LLC, Minnesota Venture Capital, Inc., Real Estate of Minnesota, Inc., Matrix Venture Capital, Inc.

Mercer Capital, Inc, et al.

BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci

William A. Huber and Hubadex, Inc.

Alanar, Inc., et al.

Daniel Spitzer et al.

Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan

One or More Unknown Purchasers of Securities of Wimm-Bill-Dann Foods OJSC

Brett A. Cohen and David V. Myers

Daniel O'Riordan

Financial Services Moskop and Associates, Inc. and Edward L. Moskop

Mohit A. Khanna, MAK 1 Enterprises Group, LLC, et al.

Joanne Crupi and Annette Bongiorno

Richard Dalton and Universal Consulting Resources LLC, Defendants, and Marie Dalton, Relief Defendant

Amit Mathur, Entrust Capital Management, Inc., and Raheev Johar

Thomas C. Hardin

Lanexa Management LLC and Thomas C. Hardin and Franz N. Tudor

Integrity Financial AZ, LLC, Steven R. Long, Stanley M. Paulic, Walter W. Knitter, and Robert C. Koeller

Great American Technologies, Inc. and Vincent Setteducate a/k/a Vincent Sette

Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger

Richard Dean Carter

Brian Hollnagel and BCI Aircraft Leasing, Inc.

Presto Telecommunications, Inc., et al.

Mark Johnson, et al.

Mark E. Salyer, et al.

Delphi Corporation, John Blahnik, et al.

UBS Securities LLC and UBS Financial Services, Inc.

Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling

Thomas J. Dudchik

Affiliated Computer Services, Inc.

Berkshire Resources, L.L.C., et al.

Halek Energy, LLC, CBO Energy, Inc., Jason A. Halek and Christopher Chad Wilbourn

Lucent Technologies, Inc., et al.

Urs Kamber

PCS Edventures!.com, Inc.

Escala Group, Inc., Gregory Manning, and Larry Lee Crawford, CPA

Randy M. Cho

Gerald P. Alexander, CJB Consulting, Inc., and Regis Filia Holdings, Inc.

Daniel H. Bayly, et al.

Michael F. Shanahan, Sr., et al.

Alfred S. Teo, Sr., et al.

Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC

Reza Saleh and Amir Saleh

Nolan Wayne Wade

Edward P. May and E-M Management Co. LLC

Walter A. Forbes et al.

HomePals, LLC, HomePals Investment Club, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri

Harold H. Jaschke

Nicolas Patrick Benoit Condroyer and Gilles Robert Roger

Rockwell Energy of Texas, LLC, Rockwell Energy Management, LLC, Gregory S. Shindler, Bradley M. James, W. Todd Smith, Stuart E. Rawitt, and Brian W. Walsh

Alliance Transcription Services, Inc.

Richard E. McDonald, et al.

Golden Apple Oil and Gas, Inc., et al.

Crossroads Financial Planning, Inc., and Julie M. Jarvis

William Jacobson

Triton Financial, LLC, et al.

Stephen F. Clifford d/b/a Clifford Financial Associates

Trevor G. Cook, Patrick J. Kiley, et al.

Inter Global Technologies, Inc. and Michael E. Tomayko

Pointer Worldwide, Ltd et al.

John W. Dwyer and Theodore P. Noncek