SEC Enforcement Actions

One or More Unknown Purchasers of Securities of Global Industries, Ltd.

Jeffrey L. Mowen, Thomas R. Fry, Bevan J. Wilde, Gary W. Hansen, Michael G. Butcher, James B. Mooring, David G. Bartholomew, and Michael W. Averett, Defendants, and Erin O’Malley, f/k/a Erin O. Mowen, Relief Defendant

James O’Reilly, James P. McAluney, and Martin Cutler

Scott Allen et al.

Wall Street Communications, Inc., et al.

Jody Dunn

EagleEye Asset Management, LLC and Jeffrey A. Liskov

Richard A. Finger, Jr. and Black Diamond Securities LLC

Deloitte Touche Tohmatsu CPA Ltd.

Robert D. Orr, Leland G. Orr, Michael S. Lowry, Michael S. Hess, Kyle L. Garst, and Travis W. Vrbas

Mutual Benefits Corp., et al

Feinblatt, et al.

Christian Stanley, Inc. and Daniel C.S. Powell, et al.

National Stock Transfer, Inc., Kay Berenson-Galster and Roger Greer

John A. Grant, Sage Advisory Group, LLC and Benjamin Lee Grant

Belal K. Faruki, et al.

Clay Capital Management, LLC, James F. Turner II, Scott A. Vollmar, Scott A. Robarge and Mark A. Durbin

James Li, Thomas Chow, Roger Kao, and Wayne A. Pratt

Pharma Holdings, Inc., Edward Klapp IV and Edward Klapp Jr.

James Davis Risher and Daniel Joseph Sebastian

Anthony Scolaro

James O'Leary

Stanley J. Kowalewski, et al

Peter W. Fisher, et al.

Galleon Management, LP, et al.

Mottes Drillman

Westmoore Management, LLC, Westmoore Investment, L.P., Westmoore Capital Management, Inc., Westmoore Capital, LLC, and Matthew Jennings

Larry Langford, et al.

Michael Strauss, Stephen Hozie and Robert Bernstein

Clayton Peterson et al.

Gary Richetelli

Douglas V. DeCinces, Joseph J. Donohue, Fred Scott Jackson and Roger A. Wittenbach

Karlheinz Redekopp

William A. Marovitz

Franz Tudor

Stephen D. Ferrone, et al.

Brian A. Bjork, et al.

Compania International Financiera S.A., et al.

True North Finance Corporation, f/k/a CS Financing Corporation, et al.

Edward M. Laborio, Jonathan Fraiman, Matthew K. Lazar, Envit Capital, LLC, Envit Capital Group, Inc., Envit Capital Holdings, Inc., Envit Capital Private Wealth Management, LLC, Envit Capital Multi Strategy Mixed Investment Fund I LP, Aetius Group PLC, and Aetius Group LLC

OM Investment Management LLC, Gignesh Movalia, and Edwin V. Gaw

Vitesse Semiconductor Corporation, Louis R. Tomasetta, Eugene F. Hovanec, Yatin D. Mody, and Nicole R. Kaplan

Joe Summers

Thomas P. Flanagan and Patrick T. Flanagan

Joseph R. Porche, et al.

Gregory Todd Froning

Greenstone Holdings, Inc. et al.

Todd M. Ficeto, Florian Homm, Colin Heatherington, Hunter World Markets, Inc., and Hunter Advisors, LLC, et al.

Jonathan R. Curshen, et al.

Sakwinder Singh Narwal, Justin Beck, Brian Hill, and Larry Downs

Zhenyu Ni

Winning Kids, Inc., et al.

Monroe L. Beachy

Jeffrey R. Glover

Alternate Energy Holdings, Inc., et al.

Neal R. Greenberg

Michael W. Perry and A. Scott Keys; and S. Blair Abernathy

David E. Watson, et al.

James N. Turek, et al.

Algird M. Norkus and Financial Update, Inc.

Tyson Foods, Inc.

Curtis Peterson, Eric Maher, Ronald White, and Express International, LLC, et al.

Mark Anthony Longoria, Daniel L. DeVore, James Fleishman, Bob Nguyen, Winifred Jiau, Walter Shimoon, Samir Barai, Jason Pflaum, Barai Capital Management, Noah Freeman, and Donald Longueuil

Robert Olins, et al.

John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC

Carol McKeown, et al.

William J. Reid, Algorithmic Trading Advisors, LLC and World Stock Fund, L.P.

Wall Street Capital Funding LLC, Philip Cardwell, Roy Campbell, and Aaron Hume

Gustav George Bujkovsky, et al.

Scott D. Farah, Donald E. Dodge, Financial Resources Mortgage, Inc., and C L and M, Inc., as Defendants, and Center Harbor Christian Church, as Relief Defendant

Vinayak S. Gowrish

Galleon Management, LP, et al.

Louis E. Rivelli, et al.

Gregg M.S. Berger, et al.

Galleon Management, LP, et al.

William Landberg, Kevin Kramer, Steven Gould, Janis Barsuk, West End Financial Advisors LLC, West End Capital Management LLC, and Sentinel Investment Management Corporation, Defendants, and Louise Crandall and L/C Family Limited Partnership, Relief Defendants

David J. Hernandez et al.

Eugene C. Geiger; AbsoluteFuture.com, et al.; Wamex Holdings, Inc., et al.

Maxwell Technologies Inc.

Francisco Illarramendi and Michael Kenwood Capital Management, LLC, as Defendants, and Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants

Michael Cardillo

Adam Smith

Christopher S. Metcalf, Bozidar "Bob" Vukovich, and Pantera Petroleum, Inc.

Joseph P. Nacchio, et al.

(Intentionally omitted)

Eric Aronson, Vincent Buonauro, Jr., Robert Kondratick, Fredric Aaron, PermaPave Industries, LLC, PermaPave USA Corp., PermaPave Distributions, Inc., Permeable Solutions, Inc., Verigreen, LLC, and Interlink-US-Network, Ltd., Defendants, and Caroline Aronson, Deborah Buonauro, DASH Development, LLC, Aron Holdings, Inc., PermaPave Construction Corp., Dymoncrete Industries, LLC, Dymon Rock LI, LLC, and Lumi-Coat, Inc., Relief Defendants

GE Funding Capital Market Services, Inc.

Daniel E. Ruettiger, Rocco Brandonisio, Stephen DeCesare, Pawel P. Dynkowski, Kevin S. Kaplan, Gregg R. Mulholland, Mehmet Mustafoglu, Joseph A. Padilla, Angelo R. Panetta, Kevin J. Quinn, Andrea M. Ritchie, Chad P. Smanjak, and Gary J. Yocom

All Know Holdings Ltd, et al.

The Milan Group, Inc., a/k/a The Milan Trading Group, Inc., Frank L. Pavlico III, a/k/a Frank Lorenzo, Brynee K. Baylor, Baylor & Jackson, P.L.L.C., Mia C. Baldassari, Elmo Baldassari, Brett A. Cooper, Global Funding Systems, LLC, GPH Holdings, LLC, Dawn R. Jackson, Patrick T. Lewis, Susan C. Kevra-Shiner, a/k/a Susan C. Kevra, The Law Office of Susan C. Kevra

Jerome Krantz, Cary Chasin, and Gary Nadelman

Andrey C. Hicks and Locust Offshore Management, LLC, as Defendants, and Locust Offshore Fund, Ltd., as Relief Defendant

Jerry L. Aubrey, Timothy J. Aubrey, Brian S. Cherry, and Aaron M. Glasser

Thomas Rubin, Christopher Scott, BGLR Enterprises, LLC and E-Info Solutions, LLC; Jeff Greeney and Big Baller Media Group, LLC

Doyle Scott Elliott, Scott Elliott, Inc., Michael J. Xirinachs, Emerald Asset Advisors LLC, Robert L. Weidenbaum, and CLX & Associates, Inc.

Toby G. Scammell

Stifel, Nicolaus & Co., Inc. and David W. Noack

Secure Capital Funding Corporation, Bertram A. Hill, PP&M Trade Partners, and Kiavanni Pringle

Lorenz Kohler and Swiss Real Estate International Holding AG, Defendants, and Sacho Todorov Dermendjiev, Relief Defendant

Mark Anthony Longoria, Daniel L. DeVore, James Fleishman, Bob Nguyen, Winifred Jiau, and Walter Shimoon