SEC Enforcement Actions

Stephen Hourmouzis and Wayne Loughnan

ITEX Corporation, Terry L. Neal, Michael T. Baer, Graham H. Norris, Cynthia Pfaltzgraff and Joseph M. Morris

David W. McConnell and Charles P. Morrison

International Heritage, Inc., Stanley H. Van Etten, Claude W. Savage, Larry G. Smith, and International Heritage, Incorporated

Stephen Hourmouzis and Wayne Loughnan

Eugene J. Yelverton, Jr.

Sam D. Schwartz, et al.

James J. McDermott, Jr., Kathryn B. Gannon a/k/a Marylin Star and Anthony P. Pomponio

David E. Lipson

Nicolas Molina and Julia Vasquez

Gibbons

Tessa Financial Group, Inc. and Richard Hamilton

Stephen C. Sayre, Independent Financial Reports, Inc. and Silver Screen Industries, Inc.

Marlon D. Tropeano, and David Barroso, Jr., defendants, and Golf Emporium Corporation, Isabel Munoz, and V.M.C. Holdings Inc.

The Commonwealth Group, LLC and Ned Rich Hart

Bradley J. Buchanan

ABS Industries, Inc., William J. McCarthy, Theodore Ursu III, John M. McHale, and David R. Bush

Robert H. Cosby and Global Action Investments Limited

Cornerstone Prodigy Group, Inc., Gary D. Reeder, Sandra Reeder

eConnect and Thomas S. Hughes

Allen K. Deary and Dennis A. Fichter

Mark K. Curry and Joseph H. Curry

Liberato A. Iannone and Creg W. Dance

Michael D. Richmond

Appalachian Investment Corporation, Inc., et al.

Stephen C. Sayre, Independent Financial Reports, Inc. and Silver Screen Industries, Inc.

Robert R. Hibbs

Empower Telecommunications Corp., William H.B. Chan, et al.

Enterprises Solutions, Inc.

Charles L. Brumfield, et al.

New World Web Vision.com, Inc., Capital Corp. Investments International, Inc. and Dwight D. Dubose

William J. Olivieri, Neptune Soft Water, Inc. and A Very Nice Car Co., Inc.

Rauscher Pierce Refsnes, Inc., Dain Rauscher Incorporated, and James R. Feltham

Solv-Ex Corporation, et al.

Joseph P. Medsker, Unified Financial Services Agency Corp., and Unified Financial Services Advisory Corp.

Stephen B. Marek and Dominic Roelandt

Simon M. Rosenfeld, Terry D. Kochanowski, and John F. Yakimczyk

Dana C. Giacchetto and The Cassandra Group, Inc.

Certain Unknown Purchasers of Common Stock of Financial Security Assurance Holdings LTD

Thomas E. Loyd, individually, and d/b/a Loyd Financial Consulting

Highland Financial Corporation, et al.

The Oakford Corporation, Edward J. Mueger, Inc., MFS Securities Corp., Oakwood Securities Corp., D'alessio Securities, Inc., William S. Killeen, Thomas W. Bock, Thomas J. Cavallino, Edward J. Mueger, Mark R. Savarese, John J. Savarese and John R. D'alessio

New World Web Vision.com, Inc., Capital Corp Investments International Inc., and Dwight D. Dubose

Fred Moldofsky

Renaissance Capital Management, Inc., NNPD Escrow Holdings Company, Inc., Allen Andrescu, Richard Brower, Mark Coates, Vikram Randhawa, and Tejbir Singh

Donald Ferrarini, Bruno Rumignani, Howard Miller, Mark Bailine, Frank Palumbo

Redbank Petroleum, Inc., et al.

Andrea Caputo and Gerard J. Bell

Alliance Leasing Corporation and Prime Atlantic, Inc.

Michael Hall, et al.

eConnect and Thomas S. Hughes

Redbank Petroleum, Inc., et al.

Raymond G. Koltz

eConnect and Thomas S. Hughes

Parvin Gidvani

Micro Warehouse, Inc.

Richard F. Adler, et al.

Nicholas A. Zahareas, et al.

Shan Michael Hefley

DynamicDaytrader.com LLC and David A. Rudnick

David W. Williams and Pamela J. Sevy

Certain Unknown Purchasers of Common Stock of Financial Security Assurance Holdings Ltd.

Jonathan C. Papa, Papa Holdings, Inc., Ponzu V, Inc., Ponzu VI, Inc., Express 1, Inc. and Papa Exp 2, Inc.

Long Distance Direct Holdings, Inc.

Arjun Sekhri

William Lee Jeffers and Roger Anthony Rawlings

John Freeman et al.

Nevada Manhattan Group, Inc.

Daniel T. Todt et. al.

Donald K. McGhan

Whitworth Energy Resources, LTD.; Williston Basin Holding Corp.; Amerivest Financial Group, Inc.; Peter Sacker; Jerry W. Anderson; and Robert M. Kerns

John J. Pacowt

Nicholas M. Mihalas

Robert B. Anacone

Douglas Colt

David M. Mobley, Sr., et al.

Robert Spiegel

Christopher A. Lowry, et al.

Milan Capital Group, Inc., Investment Offices d/b/a AC Financial, Inc., Ira A. Monas, Michael Irwin Lamhut, Jason M. Cope, Rita A. Monas, Jennifer Monas, Sands Point International Corp., Douglas H. Monas, Michael's Capital Consultants, Inc., and HWK Consultants, Inc.

William H. Black (a.k.a. Tank Black), James A. Franklin, Jr., Professional Management, Inc., Professional Management Consulting, Inc., and Silverline Development Corporation, LLC

Peter C. Lybrand f/k/a Peter C. Tosto, Richard S. Kern, Donald R. Kern, Charles Wilkins, Admiral Investments Ltd., Compulink International Corp., Drawbridge Investments Ltd., Glittergrove Investments Ltd., Grafton Investments Ltd., Greenford Investments Ltd., McDonalds Ltd., Oasis Enterprises Ltd., Investor Relations, Inc., Tellerstock, Inc., Conversant Enterprises, Inc., EFI Corp. a/k/a Electronic Funds, Inc., Barclay Bankcard, Inc., Canyon Vista Corp., and Salteaux Ltd. a/k/a First American Se

Jon F. Williams, John G. Wright, Jr., James B. Dean and Conrado B. Topacio

Philip Leitner, Natale Montozzi, Titan Petroleum Corp., Magnum Petroleum Enterprises, Inc. and Magnum Oil &Petroleum, Inc.

James Sheret, Jr. and Glenn E. Conley

First Americans Bank Ltd. et al.

James Sheret, Jr. and Glenn E. Conley

Terry C. Turner

Vladislav Steven Zubkis et al.

David M. Mobley, Sr.; Maricopa Investment Fund, Ltd.; Maricopa Index Hedge Fund, Ltd.; Maricopa Financial Corporation; Ensign Trading Corporation; Maricopa International Investment Corporation d/b/a Maricopa Investment Corporation; and IAM Incorporated, Defendants, and Maricopa Eclipse Partners Ltd.; Maricopa Overseas Ltd.; Epworth Financial, Ltd.; Maricopa Capital Management L.C.; Mobley Trading &Investment Corp.; and D. Mobley Incorporated, Relief Defendants

Corporate Relations Group, Inc., Stratcomm Media Ltd., Gulf Atlantic Publishing, Inc., New Concepts L.L.C., CJL Corporation, POW WOW, Inc., Fondo De Adquisiciones E Inversiones Internacionales XL, S.A., C.A. Oportunidad, S.A., Ammonia Hold, Inc., Roberto E. Veitia, James W. Spratt III, James A. Skalko, Jack Rodriguez, Jr., Jose Antonio Gomez Cortes, Arnold Zousmer, Charles J. Lidman and Michael Parnell

Mitchell Kahn, et al.

Bruce Van Wagner, et al.

Aron O. Bronstein, Tomer M. Yuzary, Roman Sakharovich, a/k/a Roman Sakh, Iosef Pak, a/k/a Joseph Pak , and J.P. Gibbons &Co., Inc., f/k/a The Golden Lender Financial Group, INC.

William Goren, New Age Financial Services, Inc., and New Times Securities Services, Inc.

Wellness Universe Corporation, Synpan Corporation, George Charles Pappas, Defendants, Paul George Pappas, Kyriak W. Pappas, Makypa, Brooks Williams, Tobias Weissman, Iris B. Coleman, Joann Cingari, and Louise Fiorenza

Nancy J. Cheal, individually and d/b/a Relief Enterprise, et al.

Lorraine K. Cassano

Michael W. Berger, Manhattan Investment Fund Ltd., and Manhattan Capital Management, Inc.

Wellness Universe Corporation, Synpan Corporation, George Charles Pappas, Defendants, Paul George Pappas, Kyriak W. Pappas, Makypa, Brooks Williams, Tobias Weissman, Iris B. Coleman, Joann Cingari, and Louise Fiorenza, Relief Defendants

Itex Corporation, Terry L. Neal, Michael T. Baer, Graham H. Norris, Cynthia Pfaltzgraff and Joseph M. Morris