SEC Enforcement Actions

First Choice Management Services, Inc. and Gary Van Waeyenberghe

Roger Bernhammer

Phillip Herman, Marc Wein, Millennium Services Corp., and Branin Investments, Inc.

Guilford Mills, Inc. and Timothy J. Gaffney

United Custodial Corporation

Charles O. Huttoe, et al.

JWGenesis Financial, Inc.

Jason M. Chester and JMAX Online Communications, Inc.

Larry W. Ellis

System Software Associates, Inc., Roger Covey and Joseph Skadra

Nicholas L. Geranio; California Laser Company

Michael A. Puhr

Stadtt Media, L.L.C., Anthony B. Benavides, Robert M.Martinez, Jefferson F. Santos, and Lana M. St. Martin (Defendant solely for purposes of equitable relief)

David J. Naughton, et al

Rupay-Barrington Capital Management, Inc., Rupay-Barrington Financial Group, Inc. and Rupay-Barrington Funds, Inc.

Louis G. Karabochos, Kathy D. Karabochos, Kenneth E. Ratto and Stephen L. Boyd

Aziz Golshani, et al.

Refael Shaoulian

Robert J. Dalton, James L. Masini and George J. Bodlak

Internet Broadcast Group et al.

Mark Gatch and Henry Benjamin Schmidt

Michael Batterman, Randall B. Atterman III, and Dynasty Fund, Inc.

SG Limited, d/b/a Stockgeneration, et al.

John P. Venners

Ronald G. Davies

One or More Unknown Purchasers of Call Options and Common Stock of USCS International, Inc.,

Teresa V. Fernandez

DCI Telecommunications, Inc., Joseph J. Murphy, Russell B. Hintz, and Grace P. Murphy

Thomas J. Kearns, individually and doing business as Financial Associated Service, and Kearns Financial Services, Inc.

Tamarack Funding Corp. and Garry P. Isaacs

United Fire Technology, Inc., et al.

Enterpreises Solutions, Inc., et al.

National Institute Companies of America, Inc., et al.

Floyd Leland Ogle, Donald Tabor, Kailey Mining Co., Reuben Peters, Peters Securiteis Co., LP, Albinas Kurkulis, Andrew Kurkulis, Paul Kurkulis, Gary Cotten, and Robin Opp

Chemical Trust, et. al.

Lorraine K. Cassano

Steve Madden

Southwest Income Trust, et al.

Nicholas-Appelgate Capital Management

Mark J. Aronds and Michael Garzoni

Universe, Inc. et al.

John Wayne Zidar, John Wesley Matthews and Elizabeth Anne Phillips, in their personal capacities and doing business as Oakleaf International, Rosewood International and Meliorations Management Teem

Chemical Trust, et al.

In Shig Ahn

SG Limited, d/b/a StockGeneration et al.

Michael R. Hendrix, Douglas S. Sawamura, Jeffrey S. Summerlin, James A.S. Lewis, Craig A. Larrew, San H. Mai, Bich Thi Hoang, Linh Ngoc Vu, Nick S. Park, John H. Oh, Timothy J. Helms and Raymond L. Helms

Internet Telecommunications Albany System SMR, et al.

Lewis Allen Rivlin, Edwin Earl Huling III, and Alfred Huascar Velarde, as defendants; and Z-Finance, S.A., Anthony P. Zioudas, Hedley Finance Ltd., Christian Dante, and Chrysanthos Chrysostomou, as relief defendants

Cendant Corporation

Bruce Follick, Donald Brooks, Karl Donovan, Aaron Sandstrom, Derek Shapiro, a/k/a David Shapiro, Salvatore Tavolacci, Frederick Wall, First Fidelity Financial Corp., Exchange Online, Inc., First Fidelity Equities, Inc., Amerivest Online, Inc., First Commerce Corp., and First Fidelity Investment Management, Inc.

Diagnostic Professional Imaging Services, Inc., Nationwide Medical Supplies, Inc., Justin Marvul, Michael Danilovich, Marat "Mark" Zayats, Gregory Levin, James Gennady Gaberkorn, Vadim Steven Shapiro, Arthur Prakopets, and Direct Surgical Supplies, LTD.

Vigue et al.

Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service, Russell Reeves, dba Enterra Marketing Service, Richard Earl Russell and Gregory Monroe Roberts

Paul Y. Okuda, Stephen A. Thorpe, and David J. Chester

Robert E. Cohen, Victor M. Caron, and James B. Yates, Jr.

Gene Irving Garland, Jr., individually and dba Association for Retired Persons Financial Services and Sharla Dawn Holland

Jamie P. Piromalli, Steven Brewer, A. Michael Jaillett, Richard Mann and Seth Miller

Charles Richard Homa, et al.

Skyline Group, Inc, Robert L. Sheets, and Mary A. West

Christopher K. Bagdasarian and Sam Lance White

Millennium Software Solutions, Inc. and Mark Shkolir

Sterling Foster & Company, Inc., Adam Lieberman, Craig Kellerman, Frank Monroig, and Dennis Rueb

Pacific Air Transport, Inc. and Robert B. Hirsch

Westshore Agency of Michigan, Inc., et al.

Tamarack Funding Corp. and Garry P. Isaacs

Linda Ballou, Ronald Wackler and Bruce Harlan

Claude Cossu

Kurtis Keith Lowe, et al.

Tee To Green Golf Parks, Inc., Steven Blumhagen, Susan Blumhagen, David Trotter, Hanover Financial Group, Inc., Donald W. Owens and Financial Security Group Insurance Agency, Inc

First Capital Services, Inc., et al.

James L. Foster, Laurie F. Foster, Steven M. Bolla, and William E. Busacker, Jr.

Corporate Relations Group, Inc., Stratcomm Media LTD., Gulf Atlantic Publishing, Inc., New Concepts L.L.C., CJL Corporation, Pow Wow, Inc., Fondo De Adquisiciones E Inversiones Internacionales XL, S.A., C.A. Oportunidad, S.A., Ammonia Hold, Inc., Roberto E. Veitia, James W. Spratt III, James A. Skalko, Jack R. Rodriguez, Jose Antonio Gomez Cortes, Arnold Zousmer, Charles J. Lidman and Michael Parnell

Hurst Capital Corp., et al.

C. William Cox

Anthony Pollak, Yosi Rubenstein, and Michael Shemmer

Liberty Capital Group, Inc. and Jason A. Greig

Larry W. Ellis

Gary Landon Davenport and Richard Earl Russell

Redbank Petroleum, Inc., et al.

William S. Cordo, Mitchell S. Davis and John A. Blount

Y2K Highway, Inc. and Robert J. Kuntz

America Online, Inc.

Ronald J. Mitchellette

James S. Saltzman

Sunpoint Securities, Inc. et al.

Robert N. Rooks, John W. Duffell III and Charles E. Yost II

William Madon

Michael T. Higgins, et al.

John Wayne Zidar, John Wesley Matthews and Elizabeth Anne Phillips, in their personal capacities and doing business as Oakleaf International, Rosewood International and Meliorations Management Teem

Enterprises Solutions, Inc., et al.

Sam M. Antar et al.

Sunpoint Securities, Inc. et al.

Frederick C. Brandau, Raphael "Ray" Levy and Jeffrey Paine

Mark Schultz

Robert Hunter, Edward R. Dudlik, Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph Mckeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose, Jr., Raymond F. White, and H. Constance Neff

Assured International, Inc., Sam E. Harris, Sharp Financial Corp., Max Becker and Tralana Lee

P. Joseph Vertucci, Brucee. Straughn, Robert V. Petry, Roland R. Baughman, Richard M. Johnson, Edward Meyer, Jr., and Hazlet Investors, Inc. (Defendants), and Joanne C. Straughn

Mark Malatesta, Individually and doing business as Financial Solutions Web

Benjamin Franklin Cook et al

American HomePatient director, Henry T. Blackstock