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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

9,913 releases indexed · page 1 of 100.

LR-25228
VerdeGroup Investment Partners, Inc., Thomas Gaffney, and Lisa Gordon
LR-25221
Engler, et al.
LR-26477
Gerald Shvartsman; Michael Shvartsman; Rocket One Capital LLC
LR-26476
Marat Likhtenstein
LR-26475
Brett Rosen; Deborah Braun; David M. Massey; RB Capital Partners, Inc.
LR-26474
Ejiro Ode Okuma
LR-26473
Kevin A. Van de Grift
LR-26472
Satish Appalakutty; Lorven Funds; Lorven Advisors LLC; Vistalytics Inc.
LR-26471
Dale Swanberg
LR-26470
Vikram Luthar
LR-26469
Anil Mathews; Rahul Agarwal; Kenneth M. Harlan; and MobileFuse, LLC
LR-26468
Shannon Illingworth and GP Solutions, Inc.
LR-26467
Saeid Jaberian
LR-26466
Brian J. Suthoff
LR-26465
Gemini Trust Company, LLC
LR-25218
Michael F. Shillin
LR-26463
Joel B. Sofia
LR-26462
Matthew M. Motil, et al.
LR-26461
Sumit Rai; Kim deMora; SVN Med LLC; NVS Med Inc.; Onco Filtration, Inc.; Cancer Check Labs, LLC
LR-26460
Hong (John) Wang and Precision Clinical Consulting, LLC
LR-26458
Muhammad Saad Shoukat; Gyunho Kim; Muhammad Arham Shoukat; Muhammad Shahwaiz Shoukat; Izunna Okonkwo; Daniyal Khan
LR-26457
Bernardo Mendia-Alcaraz and Toltec Capital LLC
LR-26456
David J. Bradford and Gerardo L. Linarducci
LR-26455
David Hudzik
LR-26454
Bryan Scott McMillan
LR-26453
Morocoin Tech Corp.; Berge Blockchain Technology Co., Ltd.; Cirkor Inc.; AI Wealth Inc.; Lane Wealth Inc.; AI Investment Education Foundation Ltd.; \<br>Zenith Asset Tech Foundation
LR-26451
Scott J. Mason; Rubicon Wealth Management, LLC; Orchard Park Real Estate Holdings LLC
LR-26450
Caroline Ellison, Gary Wang, and Nishad Singh
LR-26449
George John Drazenovic
LR-26448
Danh C. Vo
LR-26447
Mina Tadrus
LR-26446
Fred W. Wagenhals, Robert D. Wiley, and Christopher D. Larson
LR-26445
Artur Khachatryan
LR-26444
James O Ward, Jr.
LR-26443
Irfan Mohammed
LR-26442
Charles D. Oliver; David P. Ortiz; DaveGlo Investment Group, Inc.; Kevin N. Richards
LR-26441
Tiffany Kelly and Curastory Inc.
LR-26440
Kevin L. Jefferson and Demetrius L. Early
LR-26439
Nathan Gauvin; Blackridge, LLC; Gray Digital Capital Management USA, LLC; Gray Digital Technologies, LLC
LR-26438
Marshall E. Melton and Integrated Consulting & Management, LLC
LR-26437
Rapid Therapeutic Science Laboratories, Inc. and Donal R. Schmidt, Jr.
LR-26435
Oppenheimer & Co., Inc.
LR-26436
Thomas San Miguel
LR-26434
Global Research Analyst Settlement
LR-26433
Shahin Ahmed
LR-26432
Gregoire P. Tournant; Trevor L. Taylor; Stephen G. Bond-Nelson
LR-26431
James R. Collins and Robert F. DiMeo
LR-26430
Yida Gao and Shima Capital Management LLC
LR-26428
Andrew Scott Corbman
LR-26427
Virtu Financial, Inc.; Virtu Americas LLC
LR-26426
Solomon Lichtenstein
LR-26425
Andrew Wyles Waters
LR-26424
Shiloh Luckey
LR-26423
SolarWinds Corp. and Timothy G. Brown
LR-25184
William B. McHenry Jr. and First South Investments, LLC
LR-26421
Linh Thuy Le and Trong Hoang Luu
LR-26420
Marco G. Santarelli
LR-26419
Joshua Wander, Steven Pasko, Damien Alfalla, 777 Partners LLC, and 600 Partners LLC
LR-26418
Cyrus P. Naderi
LR-26417
Anthony Viggiano, CPA
LR-26416
Bluesky Eagle Capital Management Ltd., Supreme Power Capital Management Ltd., AI Financial Education Foundation Ltd., AI Investment Education Foundation Ltd., Invesco Alpha Inc., Adamant Stone Limited
LR-26415
Agridime, LLC, Jed Wood, and Joshua Link
LR-26414
Prophecy Asset Management, LP, Jeffrey Spotts, and Brian Kahn
LR-26413
Taino Adrian Lopez, Alexander Farhang Mehr, and Maya Rose Burkenroad
LR-26412
Lixin Azarmehr, JL Real Estate Development Corporation, Nevada Skilled Nursing Lender, LLC, and Nevada Skilled Nursing Development, LLC
LR-26411
Matthew Derrick Hudson
LR-26410
Dmitrii Yevgenyevich Kushnarev
LR-26409
James R. Harrold; Franklin Management and Consulting, LLC; Accipter, LLC; Franklin Asset Management and Consulting, LLC; Franklin Management and Consulting, Inc.; and Concord Development Group, LLC
LR-26408
Arthur P. Pizzello. Jr.; Robert Quattrocchi
LR-26407
Aaron O'Brian Freeman
LR-26406
Pathyam Patel
LR-26405
Mark Kuhrt
LR-26404
Devon D. Archer
LR-26403
Ozy Media, Inc. and Carlos R. Watson, Jr.
LR-26402
Justin R. Kimbrough and Prosperity Consultants, LLC
LR-26401
Todd O'Gara and Wanu Water, Inc.
LR-26399
Allen C. Giltman
LR-26398
Jian Wu
LR-26397
Trevor R. Milton
LR-26396
Anthony J. Mastroianni, Jr.
LR-26395
Parker Terrill Austin and Embarcadero Capital Advisors, Inc.
LR-26394
Kin-Hung Peony Yu
LR-26393
Tomislav Vukota; Vukota Capital Management, LLC; VCM Global Asset Management Ltd.
LR-26392
Henry Paul Regan, Jr.
LR-26391
Arsalan Rawjani; Trade with Ayasa, LLC (Texas); Trade with Ayasa, LLC (Wyoming); Trade with Ayasa, LLC (Nevada)
LR-26390
Calvin Guess; Marcus Ligon; 5 Fruits Enterprises LLC
LR-26389
Austin D. Ellison-Meade
LR-26388
Ryan Squillante
LR-26387
Daryl F. Heller; Prestige Investment Group, LLC; Paramount Management Group, LLC
LR-26386
Faraz Dar and Horizon Platinum LLC
LR-26385
James D. Burleson
LR-26384
Robert M. Thompson; The Financial Freedom Foundation d/b/a F3 Mastermind; Brandon K. Stucki
LR-26383
Rouzbeh “Ross” Haghighat; Behrouz “Bruce” Haghighat; Kirstyn Pearl; James Roberge; Seyedfarbod “Fabio” Sabzevari
LR-26382
Joseph Neal Sanberg
LR-26381
Kenneth Thom
LR-26380
Justin Chen; Jun Zhen
LR-26379
Stock Purse Trading LLC; Liston Associates, Inc.; Carole A. Liston
LR-26378
Brent Cranmer; Jonathan Whitesides; and Daniel McCormick
LR-26377
Wendy Swensen
LR-26374
Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant)

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