Skip to main content
· 6/17/1997

Securities & Exchange Commission v. Downe

Citations

  • 969 F. Supp. 149
  • 1997 U.S. Dist. LEXIS 8629
  • 1997 WL 337482

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • holding that a “personal benefit to the tipper is not required” under Rule 14e-3
  • declining to force tipper to disgorge tip-pee profits absent evidence tipper was enriched by tippee trades

Source: CourtListener parenthetical corpus (CC0).

Judges: Scheindlin

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.