Robert T. Stead v. Securities and Exchange Commission

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• holding that a defendant's knowledge that a securities transaction was not recorded was sufficient to show a violation of Section 17(a) of the Exchange Act
• “[C]alling the transfer agent is obviously not a sufficient inquiry.”
• “[CJalling the transfer agent is obviously not a sufficient inquiry.”

Source: CourtListener parenthetical corpus (CC0).