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· 12/17/1971

QUINN AND COMPANY, Inc., and John Dornacker, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent

Citations

  • 452 F.2d 943
  • 1971 U.S. App. LEXIS 6574

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • indicating that whether a sale is a distribution depends in part on the number of shares sold
  • indicating that whether a sale is a distribution depends in part on the number of shares sold
  • “[Petitioners] were not entitled to rely on the lack of cautionary legends on the stock certificates. Brokers and securities salesmen are under a duty to investigate.”

Source: CourtListener parenthetical corpus (CC0).

Judges: Pickett, Hill, Barrett

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.