· 12/17/1971
QUINN AND COMPANY, Inc., and John Dornacker, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, Respondent
Citations
- 452 F.2d 943
- 1971 U.S. App. LEXIS 6574
How courts have described this case
Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.
- indicating that whether a sale is a distribution depends in part on the number of shares sold
- indicating that whether a sale is a distribution depends in part on the number of shares sold
- “[Petitioners] were not entitled to rely on the lack of cautionary legends on the stock certificates. Brokers and securities salesmen are under a duty to investigate.”
Source: CourtListener parenthetical corpus (CC0).
Judges: Pickett, Hill, Barrett
Read full opinion on CourtListenerSourced from CourtListener / Free Law Project (CC0).
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