Prudential Securities, Inc. v. Dalton

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• finding arbitrator guilty of misconduct in making a final decision without hearing \evidence pertinent and material to the controversy\
• vacating arbitrators’ summary dismissal of claim alleging that securities firm improperly amended broker’s U-5 form when factual basis for amendment was contested
• arbitral panel improperly declined to hear material evidence when it granted motion to dismiss without first providing claimant opportunity to have previously filed motion to compel production of documents decided and to present evidence in support of claim

Source: CourtListener parenthetical corpus (CC0).