Prudential Securities, Inc. v. Dalton

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• finding arbitrator guilty of misconduct in making a final decision without hearing \evidence pertinent and material to the controversy\
• vacating arbitrators’ summary dismissal of claim alleging that securities firm improperly amended broker’s U-5 form when factual basis for amendment was contested
• arbitral panel improperly declined to hear material evidence when it granted motion to dismiss without first providing claimant opportunity to have previously filed motion to compel production of documents decided and to present evidence in support of claim

Source: CourtListener parenthetical corpus (CC0).

Cited by

9 cases in this archive cite this case.

• Sheldon v. Charles Schwab
  Tenth Circuit· 2001-10-31· cited 68×
• Ronald D. Dawson v. New York Life Insurance Company and Nylife Securities, Inc.
  Seventh Circuit· 1998-03-18· cited 47×
• International Union, United Mine Workers v. Marrowbone Development Co.
  Fourth Circuit· 2000-11-14· cited 31×
• Cicconi v. McGinn, Smith & Co.
  Appellate Division of the Supreme Court of New York· 2005-12-22· cited 10×
• Moreland v. PERKINS, SMART & BOYD
  Court of Appeals of Kansas· 2010-10-01· cited 9×
• Warren v. Tacher
  W.D. Kentucky· 2000-06-02· cited 7×
• Xerox Commercial Solutions LLC v. Victor Segura
  Tex. App. Ct., 8th Dist. (El Paso)· 2019-07-30· cited 2×
• No. 00-1262
  Fourth Circuit· 2000-11-14
• Ahmed v. Oak Management Corp.
  Supreme Court of Connecticut· 2023-10-17

Cites

21 cases in this archive are cited by this case; the 20 most cited are listed.

• Anderson v. Liberty Lobby, Inc.
  Supreme Court· 1986-06-25· cited 135,235×
• Celotex Corp. v. Catrett, Administratrix of the Estate of Catrett
  Supreme Court· 1986-06-25· cited 119,442×
• Matsushita Electric Industrial Co., Ltd. v. Zenith Radio Corporation
  Supreme Court· 1986-03-26· cited 58,760×
• Conaway v. Smith
  Tenth Circuit· 1988-08-02· cited 578×
• Burchell v. Marsh
  Supreme Court· 1855-01-30· cited 262×
• Hoteles Condado Beach, La Concha and Convention Center v. Union De Tronquistas Local 901
  First Circuit· 1985-05-31· cited 184×
• Forsythe International, S.A. v. Gibbs Oil Company of Texas
  Fifth Circuit· 1990-10-31· cited 184×
• Norton v. Liddel
  Tenth Circuit· 1980-03-06· cited 146×
• John M. Foster, Cross-Appellant v. C.F. Turley, Jr., A/K/A Frank Turley, Defendant-Counterclaimant-Appellant, Cross-Appellee
  Tenth Circuit· 1986-12-24· cited 120×
• Windon Third Oil And Gas Drilling Partnership v. Federal Deposit Insurance Corporation
  Third Circuit· 1986-11-10· cited 113×
• Kirschstein v. Haynes
  Supreme Court of Oklahoma· 1990-01-30· cited 101×
• William v. Ficek v. Southern Pacific Company, a Delaware Corporation
  Ninth Circuit· 1964-12-22· cited 88×
• Robbins v. Day
  Eleventh Circuit· 1992-02-27· cited 88×
• Anderman/smith Operating Co. v. Tennessee Gas Pipeline Co.
  Fifth Circuit· 1991-01-17· cited 86×
• Sunshine Mining Company v. United Steelworkers of America, Afl-Cio, Clc and Local 5089, United Steelworkers of America
  Ninth Circuit· 1987-08-10· cited 77×
• Alan A. Booth, Counter-Defendant v. Hume Publishing, Inc., and the Hume Group, Inc., Counter-Claimants
  Eleventh Circuit· 1990-06-05· cited 72×
• Bowles Financial Group, Inc. v. Stifel, Nicolaus & Company, Inc.
  Tenth Circuit· 1994-04-26· cited 68×
• Ficek v. Southern Pacific Co.
  Supreme Court· 1965-04-26· cited 61×
• Joseph Jenkins and Stanley Hodges, & Cross-Appellees v. Prudential-Bache Securities, Inc., & Cross-Appellant
  Tenth Circuit· 1988-07-01· cited 46×
• Shat-R-Shield, Inc. v. Trojan, Inc.
  Supreme Court· 1992-10-05· cited 43×