In Re Hanover Square Securities

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• denying SIPA \customer\ status to holders of subordinated loan agreements collateralized by securities
• denying SIPA “customer” status to holders of subordinated loan agreements col-lateralized by securities
• “SIPA does not protect all creditors of a brokerage firm against all losses in the event of the demise of the firm.”
• “its main function is to liquidate a broker or dealer when customers’ assets are in danger”
• no security account created where debtor tried to return portion of proceeds of collateral to Claimants rather than putting excess into customer accounts for trading

Source: CourtListener parenthetical corpus (CC0).

Cited by

16 cases in this archive cite this case.

• Picard v. Taylor (In Re Park South Securities, LLC)
  S.D. New York· 2005-04-08· cited 55×
• Matter of Bevill, Bresler & Schulman Asset
  D. New Jersey· 1986-10-23· cited 28×
• Securities Investor Protection Corp. v. Stratton Oakmont, Inc.
  S.D. New York· 1999-01-13· cited 21×
• In Re AR Baron Co., Inc.
  S.D. New York· 1998-10-16· cited 13×
• Arford v. Miller
  S.D. New York· 1999-09-30· cited 10×
• Ferris, Baker Watts, Inc. v. Stephenson (In Re MJK Clearing, Inc.)
  D. Minnesota· 2002-11-22· cited 9×
• Cohen v. Army Moral Support Fund
  D. New Jersey· 1986-10-23· cited 8×
• In Re Adler Coleman Clearing Corp.
  S.D. New York· 1997-01-07· cited 7×
• In Re Adler, Coleman Clearing Corp.
  S.D. New York· 1998-01-22· cited 6×
• In Re Brittenum & Associates, Inc.
  E.D. Arkansas· 1987-06-24· cited 6×
• Thomson McKinnon Securities, Inc. v. Residential Resources Mortgage Investments Corp. (In Re Residential Resources Mortgage Investments Corp.)
  D. Arizona· 1989-04-13· cited 4×
• In Re New Times Securities Services, Inc.
  E.D. New York· 2004-11-18· cited 1×
• Stafford v. Giddens (In re New Times Securities Services, Inc.)
  Second Circuit· 2006-09-07· cited 1×
• Unnamed case
  Second Circuit· 2006-09-07
• City of Elkins v. Davidson (In re Swink)
  E.D. Arkansas· 1992-06-29
• In re Bell & Beckwith
  N.D. Ohio· 1992-07-23

Cites

13 cases in this archive are cited by this case.

• Securities Investor Protection Corp. v. Barbour
  Supreme Court· 1975-05-19· cited 285×
• In Re Stalvey & Associates, Inc.
  Fifth Circuit· 1985-01-17· cited 45×
• Securities and Exchange Commission, and Securities Investor Protection Corporation, Applicant-Appellee v. Alan F. Hughes, Inc. And Alan F. Hughes
  Second Circuit· 1972-04-21· cited 38×
• In Re MV Securities, Inc.
  S.D. New York· 1985-04-02· cited 26×
• Securities and Exchange Com'n v. Kenneth Bove & Co., Inc.
  S.D. New York· 1974-07-10· cited 24×
• Weis Securities, Inc. v. Redington
  Second Circuit· 1978-06-12· cited 23×
• Fed. Sec. L. Rep. P 95,822 in Re Securities and Exchange Commission v. White & Co., Inc. Morris Shenker v. Hugh S. Hauck, Trustee
  Eighth Circuit· 1976-12-27· cited 17×
• In Re Stagecoach Enterprises, Inc.
  M.D. Florida· 1979-12-27· cited 15×
• Securities Investor Protection Corporation v. Morgan, Kennedy & Co., Inc.
  Second Circuit· 1976-01-23· cited 14×
• Securities Investor Protection Corp. v. Associated Underwriters, Inc.
  D. Utah· 1975-05-07· cited 14×
• In Re John Muir & Co.
  S.D. New York· 1985-07-17· cited 9×
• Matter of Atkeison
  M.D. Tennessee· 1977-12-01· cited 7×
• Securities and Exchange Commission v. WHITE & COMPANY, INC.
  E.D. Missouri· 1975-12-08· cited 3×