Letter S
securities
Suitability
A FINRA rule requiring broker-dealers to have a reasonable basis for believing that a recommended transaction or investment strategy is suitable for the customer.
Related terms
More legal terms starting with S
Looking for citation help? How to cite law · Citation methodology
See also: Full glossary index
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.