Federal Court Rules
Federal Rules of Bankruptcy Procedure
FRBPGovern procedure in cases under the Bankruptcy Code in United States bankruptcy courts.
Overview
The Federal Rules of Bankruptcy Procedure (FRBP) implement the procedural framework for cases filed under Title 11 of the United States Code (the Bankruptcy Code). The bankruptcy courts are units of the federal district courts under 28 U.S.C. § 151, and bankruptcy judges handle every aspect of consumer Chapter 7 and 13 cases as well as the vast majority of Chapter 11 reorganizations and Chapter 12 family-farmer reorganizations.
FRBP is organized into nine parts. Part I (Rules 1001–1021) covers commencement of cases, including the petition, voluntary and involuntary filings, and conversion among chapters. Part II (Rules 2001–2020) addresses officers and administration, including the United States Trustee program. Part III (Rules 3001–3022) governs claims and distributions to creditors, plus confirmation of Chapter 11, 12, and 13 plans. Part IV (Rules 4001–4008) covers the automatic stay, exemptions, discharge, and reaffirmation. Part V (Rules 5001–5012) addresses the bankruptcy courts and clerks. Part VI (Rules 6001–6011) governs collection and liquidation of the estate. Part VII (Rules 7001–7087) handles adversary proceedings — separate lawsuits within the bankruptcy case. Part VIII (Rules 8001–8028) governs appeals to district courts, bankruptcy appellate panels, and circuit courts. Part IX (Rules 9001–9037) contains general provisions including service rules, sanctions, and electronic filing.
FRBP shares much DNA with the Federal Rules of Civil Procedure. Rule 7001 lists ten categories that must be brought as adversary proceedings, and Rule 7016 incorporates FRCP Rule 16 on pretrial procedure. Discovery in adversary proceedings runs largely under FRCP Rules 26 through 37. Contested matters — disputes that arise in the main bankruptcy case but are not adversary proceedings — are governed by Rule 9014 and use a more streamlined motion practice.
The bankruptcy estate is created the moment the petition is filed under § 541 of the Code, and the automatic stay under § 362 immediately halts collection actions, foreclosures, garnishments, and most litigation against the debtor. Rule 4001 governs requests for relief from the stay and use of cash collateral. Rule 1007 sets deadlines for the debtor to file schedules of assets and liabilities, statements of financial affairs, and means-test calculations.
Bankruptcy practice combines substantive expertise in the Code with procedural mastery of FRBP, local rules, and individual judges' chambers procedures. Filings are made through the CM/ECF system, and most courts publish detailed checklists and form requirements that supplement FRBP.
Key Provisions
Requires the debtor to file lists of creditors, schedules of assets and liabilities, schedules of executory contracts and unexpired leases, schedules of current income and expenditures, and a statement of financial affairs. Most schedules are due within 14 days of the petition; failure to file timely may result in dismissal or denial of discharge.
Sets the procedure for motions seeking relief from the automatic stay under § 362, motions to use cash collateral under § 363, and motions to obtain post-petition credit under § 364. Hearings on stay relief must be held within 30 days unless the court extends the period.
Lists ten categories of disputes that must be brought as separate adversary proceedings rather than by motion in the main case. These include actions to recover money or property, to determine the validity of liens, to obtain injunctions, to determine dischargeability of debts, and to revoke discharge or confirmation.
Governs the timing of plan filings (within 14 days of the petition), service on creditors, and the deadline for objections to confirmation. Confirmed plans bind all creditors who received notice and operate as a contract until completion or modification.
Establishes streamlined procedures for disputes arising in the main bankruptcy case that are not adversary proceedings. Relief is requested by motion, with reasonable notice and opportunity for hearing. Selected adversary rules apply to contested matters by reference.
All FRBP Rules
Full text of every rule in this set (229 total), sourced from the Cornell Legal Information Institute.
- Rule 1001Rule 1001. Scope; Title; Citations; References to a Specific Form
- Rule 1002Rule 1002. Commencing a Bankruptcy Case
- Rule 1003Rule 1003. Involuntary Petition: Transferred Claims; Joining Other Creditors; Additional Time to Join
- Rule 1004Rule 1004. Involuntary Petition Against a Partnership
- Rule 1004.1Rule 1004.1. Voluntary Petition on Behalf of an Infant or Incompetent Person
- Rule 1004.2Rule 1004.2. Petition in a Chapter 15 Case
- Rule 1005Rule 1005. Caption of a Petition; Title of the Case
- Rule 1006Rule 1006. Filing Fee
- Rule 1007Rule 1007. Lists, Schedules, Statements, and Other Documents; Time to File
- Rule 1008Rule 1008. Requirement to Verify Petitions and Accompanying Documents
- Rule 1009Rule 1009. Amending a Voluntary Petition, List, Schedule, or Statement
- Rule 1010Rule 1010. Serving an Involuntary Petition and Summons
- Rule 1011Rule 1011. Responsive Pleading in an Involuntary Case; Effect of a Motion
- Rule 1012Rule 1012. Contesting a Petition in a Chapter 15 Case
- Rule 1013Rule 1013. Contested Petition in an Involuntary Case; Default
- Rule 1014Rule 1014. Transferring a Case to Another District; Dismissing a Case Improperly Filed
- Rule 1015Rule 1015. Consolidating or Jointly Administering Cases Pending in the Same District
- Rule 1016Rule 1016. Death or Incompetency of a Debtor
- Rule 1017Rule 1017. Dismissing a Case; Suspending Proceedings; Converting a Case to Another Chapter
- Rule 1018Rule 1018. Contesting a Petition in an Involuntary or Chapter 15 Case; Vacating an Order for Relief; Applying Part VII Rules
- Rule 1019Rule 1019. Converting or Reconverting a Chapter 11, 12, or 13 Case to Chapter 7
- Rule 1020Rule 1020. Designating a Chapter 11 Debtor as a Small Business Debtor
- Rule 1021Rule 1021. Designating a Chapter 7, 9, or 11 Case as a Health Care Business Case
- Rule 2001Rule 2001. Appointing an Interim Trustee Before the Order for Relief in an Involuntary Chapter 7 Case
- Rule 2002Rule 2002. Notices
- Rule 2003Rule 2003. Meeting of Creditors or Equity Security Holders
- Rule 2004Rule 2004. Examinations
- Rule 2005Rule 2005. Apprehending and Removing a Debtor for Examination
- Rule 2006Rule 2006. Soliciting and Voting Proxies in a Chapter 7 Case
- Rule 2007Rule 2007. Reviewing the Appointment of a Creditors' Committee Organized Before a Chapter 9 or 11 Case Is Commenced
- Rule 2007.1Rule 2007.1 Appointing a Trustee or Examiner in a Chapter 11 Case
- Rule 2007.2Rule 2007.2 Appointing a Patient-Care Ombudsman in a Health Care Business Case
- Rule 2008Rule 2008. Notice to the Person Selected as Trustee
- Rule 2009Rule 2009. Trustees for Jointly Administered Estates
- Rule 2010Rule 2010. Blanket Bond; Proceedings on the Bond
- Rule 2011Rule 2011. Evidence That a Debtor Is a Debtor in Possession or That a Trustee Has Qualified
- Rule 2012Rule 2012. Substituting a Trustee in a Chapter 11 or 12 Case; Successor Trustee in a Pending Proceeding
- Rule 2013Rule 2013. Keeping a Public Record of Compensation Awarded by the Court to Examiners, Trustees, and Professionals
- Rule 2014Rule 2014. Employing Professionals
- Rule 2015Rule 2015. Duty to Keep Records, Make Reports, and Give Notices
- Rule 2015.1Rule 2015.1 Patient-Care Ombudsman
- Rule 2015.2Rule 2015.2 Transferring a Patient in a Health Care Business Case
- Rule 2015.3Rule 2015.3 Reporting Financial Information About Entities in Which a Chapter 11 Estate Holds a Substantial or Controlling Interest
- Rule 2016Rule 2016. Compensation for Services Rendered; Reimbursing Expenses
- Rule 2017Rule 2017. Examining Transactions Between a Debtor and the Debtor's Attorney
- Rule 2018Rule 2018. Intervention by an Interested Entity; Right to Be Heard
- Rule 2019Rule 2019. Disclosures by Groups, Committees, and Other Entities in a Chapter 9 or 11 Case
- Rule 2020Rule 2020. Reviewing an Act by a United States Trustee
- Rule 3001Rule 3001. Proof of Claim
- Rule 3002Rule 3002. Filing Proof of Claim or Interest
- Rule 3002.1Rule 3002.1 Chapter 13 Claim Secured by a Security Interest in the Debtor's Principal Residence
- Rule 3003Rule 3003. Chapter 9 or 11—Filing a Proof of Claim or Equity Interest
- Rule 3004Rule 3004. Proof of Claim Filed by the Debtor or Trustee for a Creditor
- Rule 3005Rule 3005. Filing a Proof of Claim or Accepting or Rejecting a Plan by a Surety, Endorser, Guarantor, or Other Codebtor
- Rule 3006Rule 3006. Withdrawing a Proof of Claim; Effect on a Plan
- Rule 3007Rule 3007. Objecting to a Claim
- Rule 3008Rule 3008. Reconsidering an Order Allowing or Disallowing a Claim
- Rule 3009Rule 3009. Chapter 7—Paying Dividends
- Rule 3010Rule 3010. Chapter 7, Subchapter V of Chapter 11, Chapter 12, and Chapter 13— Limits on Small Dividends and Payments
- Rule 3011Rule 3011. Chapter 7, Subchapter V of Chapter 11, Chapter 12, and Chapter 13—Listing Unclaimed Funds
- Rule 3012Rule 3012. Determining the Amount of a Secured or Priority Claim
- Rule 3013Rule 3013. Determining Classes of Creditors and Equity Security Holders
- Rule 3014Rule 3014. Chapter 9 or 11—Secured Creditors' Election to Apply §1111(b)
- Rule 3015Rule 3015. Chapter 12 or 13—Time to File a Plan; Nonstandard Provisions; Objection to Confirmation; Effect of Confirmation; Modifying a Plan
- Rule 3015.13015.1 Requirements for a Local Form for a Chapter 13 Plan
- Rule 3016Rule 3016. Chapter 9 or 11—Plan and Disclosure Statement
- Rule 3017Rule 3017. Chapter 9 or 11—Hearing on a Disclosure Statement and Plan
- Rule 3017.1Rule 3017.1 Disclosure Statement in a Small Business Case or a Case Under Subchapter V of Chapter 11
- Rule 3017.2Rule 3017.2 Setting Dates in a Case Under Subchapter V of Chapter 11 in Which There Is No Disclosure Statement
- Rule 3018Rule 3018. Chapter 9 or 11—Accepting or Rejecting a Plan
- Rule 3019Rule 3019. Chapter 9 or 11—Modifying a Plan
- Rule 3020Rule 3020. In a Chapter 11 Case, Depositing Funds Before the Plan is Confirmed; Confirmation in a Chapter 9 or 11 Case
- Rule 3021Rule 3021. Distributing Funds Under a Plan
- Rule 3022Rule 3022. Chapter 11—Final Decree
- Rule 4001Rule 4001. Relief from the Automatic Stay; Prohibiting or Conditioning the Use, Sale, or Lease of Property; Using Cash Collateral; Obtaining Credit; Various Agreements
- Rule 4002Rule 4002. Debtor's Duties
- Rule 4003Rule 4003. Exemptions
- Rule 4004Rule 4004. Granting or Denying a Discharge
- Rule 4005Rule 4005. Burden of Proof in Objecting to a Discharge
- Rule 4006Rule 4006. Notice When No Discharge Is Granted
- Rule 4007Rule 4007. Determining Whether a Debt Is Dischargeable
- Rule 4008Rule 4008. Reaffirmation Agreement and Supporting Statement
- Rule 5001Rule 5001. Court Operations; Clerks' Offices
- Rule 5002Rule 5002. Restrictions on Approving Court Appointments
- Rule 5003Rule 5003. Records to Be Kept by the Clerk
- Rule 5004Rule 5004. Disqualifying a Bankruptcy Judge
- Rule 5005Rule 5005. Filing Papers and Sending Copies to the United States Trustee
- Rule 5006Rule 5006. Providing Certified Copies
- Rule 5007Rule 5007. Record of Proceedings; Transcripts
- Rule 5008Rule 5008. Chapter 7—Notice That a Presumption of Abuse Has Arisen Under §707(b)
- Rule 5009Rule 5009. Closing a Chapter 7, 12, 13, or 15 Case; Declaring Liens Satisfied
- Rule 5010Rule 5010. Reopening a Case
- Rule 5011Rule 5011. Motion to Withdraw a Case or Proceeding or to Abstain from Hearing a Proceeding; Staying a Proceeding
- Rule 5012Rule 5012. Chapter 15—Agreement to Coordinate Proceedings
- Rule 6001Rule 6001. Burden of Proving the Validity of a Postpetition Transfer
- Rule 6002Rule 6002. Custodian's Report to the United States Trustee
- Rule 6003Rule 6003. Prohibition on Granting Certain Applications and Motions Made Immediately After the Petition Is Filed
- Rule 6004Rule 6004. Use, Sale, or Lease of Property
- Rule 6005Rule 6005. Employing an Appraiser or Auctioneer
- Rule 6006Rule 6006. Assuming, Rejecting, or Assigning an Executory Contract or Unexpired Lease
- Rule 6007Rule 6007. Abandoning or Disposing of Property
- Rule 6008Rule 6008. Redeeming Property from a Lien or a Sale to Enforce a Lien
- Rule 6009Rule 6009. Right of the Trustee or Debtor in Possession to Prosecute and Defend Proceedings
- Rule 6010Rule 6010. Avoiding an Indemnifying Lien or a Transfer to a Surety
- Rule 6011Rule 6011. Claiming Patient Records Scheduled for Destruction in a Health-Care-Business Case
- Rule 7001Rule 7001. Types of Adversary Proceedings
- Rule 7002Rule 7002. References to the Federal Rules of Civil Procedure
- Rule 7003Rule 7003. Commencing an Adversary Proceeding
- Rule 7004Rule 7004. Process; Issuing and Serving a Summons and Complaint
- Rule 7005Rule 7005. Serving and Filing Pleadings and Other Papers
- Rule 7007Rule 7007. Pleadings Allowed
- Rule 7007.1Rule 7007.1 Corporate Ownership Statement
- Rule 7008Rule 7008. General Rules of Pleading
- Rule 7009Rule 7009. Pleading Special Matters
- Rule 7010Rule 7010. Form of Pleadings in an Adversary Proceeding
- Rule 7012Rule 7012. Defenses; Effect of a Motion; Motion for Judgment on the Pleadings and Other Procedural Matters
- Rule 7013Rule 7013. Counterclaim and Crossclaim
- Rule 7014Rule 7014. Third-Party Practice
- Rule 7015Rule 7015. Amended and Supplemental Pleadings
- Rule 7016Rule 7016. Pre-Trial Procedures
- Rule 7017Rule 7017. Plaintiff and Defendant; Capacity; Public Officers
- Rule 7018Rule 7018. Joinder of Claims
- Rule 7019Rule 7019. Required Joinder of Parties
- Rule 7020Rule 7020. Permissive Joinder of Parties
- Rule 7021Rule 7021. Misjoinder and Nonjoinder of Parties
- Rule 7022Rule 7022. Interpleader
- Rule 7023Rule 7023. Class Actions
- Rule 7023.1Rule 7023.1 Derivative Actions
- Rule 7023.2Rule 7023.2 Adversary Proceedings Relating to Unincorporated Associations
- Rule 7024Rule 7024. Intervention
- Rule 7025Rule 7025. Substitution of Parties
- Rule 7026Rule 7026. Duty to Disclose; General Provisions Governing Discovery
- Rule 7027Rule 7027. Depositions to Perpetuate Testimony
- Rule 7028Rule 7028. Persons Before Whom Depositions May Be Taken
- Rule 7029Rule 7029. Stipulations About Discovery Procedure
- Rule 7030Rule 7030. Depositions by Oral Examination
- Rule 7031Rule 7031. Depositions by Written Questions
- Rule 7032Rule 7032. Using Depositions in Court Proceedings
- Rule 7033Rule 7033. Interrogatories to Parties
- Rule 7034Rule 7034. Producing Documents, Electronically Stored Information, and Tangible Things, or Entering onto Land, for Inspection and Other Purposes
- Rule 7035Rule 7035. Physical and Mental Examinations
- Rule 7036Rule 7036. Requests for Admission
- Rule 7037Rule 7037. Failure to Make Disclosures or to Cooperate in Discovery; Sanctions
- Rule 7040Rule 7040. Scheduling Cases for Trial
- Rule 7041Rule 7041. Dismissing Adversary Proceedings
- Rule 7042Rule 7042. Consolidating Adversary Proceedings; Separate Trials
- Rule 7052Rule 7052. Findings and Conclusions by the Court; Judgment on Partial Findings
- Rule 7054Rule 7054. Judgments; Costs
- Rule 7055Rule 7055. Default; Default Judgment
- Rule 7056Rule 7056. Summary Judgment
- Rule 7058Rule 7058. Entering Judgment
- Rule 7062Rule 7062. Stay of Proceedings to Enforce a Judgment
- Rule 7064Rule 7064. Seizing a Person or Property
- Rule 7065Rule 7065. Injunctions
- Rule 7067Rule 7067. Deposit into Court
- Rule 7068Rule 7068. Offer of Judgment
- Rule 7069Rule 7069. Execution
- Rule 7070Rule 7070. Enforcing a Judgment for a Specific Act; Vesting Title
- Rule 7071Rule 7071. Enforcing Relief for or Against a Nonparty
- Rule 7087Rule 7087. Transferring an Adversary Proceeding
- Rule 8001Rule 8001. Scope; Definition of "BAP"; Sending Documents Electronically
- Rule 8002Rule 8002. Time to File a Notice of Appeal
- Rule 8003Rule 8003. Appeal as of Right—How Taken; Docketing the Appeal
- Rule 8004Rule 8004. Leave to Appeal from an Interlocutory Order or Decree Under 28 U.S.C. §158(a)(3)
- Rule 8005Rule 8005. Election to Have an Appeal Heard in the District Court Instead of the BAP
- Rule 8006Rule 8006. Certifying a Direct Appeal to the Court of Appeals
- Rule 8007Rule 8007. Stay Pending Appeal; Bond; Suspending Proceedings
- Rule 8008Rule 8008. Indicative Rulings
- Rule 8009Rule 8009. Record on Appeal; Sealed Documents
- Rule 8010Rule 8010. Transcribing the Proceedings; Filing the Transcript; Sending the Record
- Rule 8011Rule 8011. Filing and Service; Signature
- Rule 8012Rule 8012. Disclosure Statement
- Rule 8013Rule 8013. Motions; Interventions
- Rule 8014Rule 8014. Briefs
- Rule 8015Rule 8015. Form and Length of a Brief; Form of an Appendix or Other Paper
- Rule 8016Rule 8016. Cross-Appeals
- Rule 8017Rule 8017. Brief of an Amicus Curiae
- Rule 8018Rule 8018. Serving and Filing Briefs and Appendices
- Rule 8018.1Rule 8018.1 Reviewing a Judgment That the Bankruptcy Court Lacked Authority to Enter
- Rule 8019Rule 8019. Oral Argument
- Rule 8020Rule 8020. Frivolous Appeal and Other Misconduct
- Rule 8021Rule 8021. Costs
- Rule 8022Rule 8022. Motion for Rehearing
- Rule 8023Rule 8023. Voluntary Dismissal
- Rule 8023.1Rule 8023.1. Substitution of Parties
- Rule 8024Rule 8024. Clerk's Duties on Disposition of the Appeal
- Rule 8025Rule 8025. Stay of a District Court or BAP Judgment
- Rule 8026Rule 8026. Making and Amending Local Rules; Procedure When There Is No Controlling Law
- Rule 8027Rule 8027. Notice of a Mediation Procedure
- Rule 8028Rule 8028. Suspending These Part VIII Rules
- Rule 9001Rule 9001. Definitions
- Rule 9002Rule 9002. Meaning of Words in the Federal Rules of Civil Procedure
- Rule 9003Rule 9003. Ex Parte Contacts Prohibited
- Rule 9004Rule 9004. General Requirements of Form
- Rule 9005Rule 9005. Harmless Error
- Rule 9005.1Rule 9005.1 Constitutional Challenge to a Statute—Notice, Certification, and Intervention
- Rule 9006Rule 9006. Computing and Extending Time; Motions
- Rule 9007Rule 9007. Authority to Regulate Notices
- Rule 9008Rule 9008. Service or Notice by Publication
- Rule 9009Rule 9009. Using Official Forms; Director's Forms
- Rule 9010Rule 9010. Authority to Act Personally or by an Attorney; Power of Attorney
- Rule 9011Rule 9011. Signing Documents; Representations to the Court; Sanctions; Verifying and Providing Copies
- Rule 9012Rule 9012. Oaths and Affirmations
- Rule 9013Rule 9013. Motions; Form and Service
- Rule 9014Rule 9014. Contested Matters
- Rule 9015Rule 9015. Jury Trial
- Rule 9016Rule 9016. Subpoena
- Rule 9017Rule 9017. Evidence
- Rule 9018Rule 9018. Secret, Confidential, Scandalous, or Defamatory Matter
- Rule 9019Rule 9019. Compromise or Settlement; Arbitration
- Rule 9020Rule 9020. Contempt Proceedings
- Rule 9021Rule 9021. When a Judgment or Order Becomes Effective
- Rule 9022Rule 9022. Notice of a Judgment or Order
- Rule 9023Rule 9023. New Trial; Altering or Amending a Judgment
- Rule 9024Rule 9024. Relief from a Judgment or Order
- Rule 9025Rule 9025. Security; Proceeding Against a Security Provider
- Rule 9026Rule 9026. Objecting to a Ruling or Order
- Rule 9027Rule 9027. Removing a Claim or Cause of Action from Another Court
- Rule 9028Rule 9028. Judge's Disability
- Rule 9029Rule 9029. Adopting Local Rules; Limit on Enforcing a Local Rule; Absence of Controlling Law
- Rule 9030Rule 9030. Jurisdiction and Venue Not Extended or Limited
- Rule 9031Rule 9031. Using Masters Not Authorized
- Rule 9032Rule 9032. Effect of an Amendment to the Federal Rules of Civil Procedure
- Rule 9033Rule 9033. Proposed Findings of Fact and Conclusions of Law
- Rule 9034Rule 9034. Sending Copies to the United States Trustee
- Rule 9035Rule 9035. Applying These Rules in a Judicial District in Alabama or North Carolina
- Rule 9036Rule 9036. Electronic Notice and Service
- Rule 9037Rule 9037. Protecting Privacy for Filings;
- Rule 9038Rule 9038. Bankruptcy Rules Emergency
Procedure Flow
Petition and Schedules
Debtor files a voluntary petition with the bankruptcy court along with a list of creditors. Schedules of assets, liabilities, current income, and a statement of financial affairs follow under Rule 1007 within 14 days.
Automatic Stay and 341 Meeting
The automatic stay under Bankruptcy Code § 362 takes effect immediately. The trustee convenes a meeting of creditors under § 341 within 21 to 50 days where the debtor is examined under oath.
Claims Process
Creditors file proofs of claim under Rule 3001. The bar date for filing claims is set by Rule 3002. Disputes over claims are resolved through claim objections under Rule 3007 or, for more complex disputes, through adversary proceedings.
Plan Confirmation or Liquidation
In Chapter 7, the trustee liquidates non-exempt assets and distributes proceeds. In Chapter 11, 12, or 13, the debtor proposes a plan that the court must confirm after notice and a hearing under Rule 3015 or Rule 3017.
Discharge and Case Closure
Upon completion (or eligibility under Chapter 7), the court enters a discharge under § 727 or § 1328, releasing the debtor from personal liability on most pre-petition debts. The case is then closed administratively.
Common Issues to Watch
- Failing to file complete schedules within Rule 1007 deadlines, leading to dismissal or denial of discharge.
- Filing motions in the main case for matters that Rule 7001 requires to be adversary proceedings, resulting in dismissal of the motion.
- Missing the proof-of-claim bar date set by Rule 3002, with claims disallowed unless excusable neglect is shown.
- Pursuing collection activity in violation of the § 362 automatic stay, exposing the creditor to actual damages, attorneys' fees, and potential punitive damages.
- Failing to disclose income, assets, or pre-petition transfers on the statement of financial affairs, risking denial of discharge under § 727.
- Improperly calculating the means test under § 707(b) and Rule 1007(b)(4), leading to a presumption of abuse and potential dismissal of a Chapter 7 case.
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Last reviewed: 2026-05-02
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.