SEC Enforcement Actions

Aura Systems, Inc., et al.; Gerald S. Papazian

Westshore Agency of Michigan, et al.

John Wesley Straub, Jane M. Straub, and Anthony J. Campisi

Ashford.com, Inc., Kenneth E. Kurtzman, Brian E. Bergeron andAmazon.com, Inc.

Terry L. Dowdell, et al.

Johann M. Smith; Constance Brooks-Kiefer

Brian M. Volmer, John R. Switzer, International Alliance Trading Inc., Sun Pacific Capital Group, Inc., Defendants, and Lisa Newman Volmer, Relief Defendant; Brian M. Volmer, International Alliance Trading, Inc., Sun Pacific Capital Group, Inc., Defendants/Appellants, and Lisa Newman Volmer, Relief Defendant/Appellant

Mitchell C. Kahn et al.

Madera International, Inc., Ramiro M. Fernandez-Moris, and Daniel S. Lezak

Invest Better 2001, Cole A. Bartiromo, and John/Jane Does 1-10

Sitestar Corporation, Frederick T. Manlunas and Clinton J. Sallee

John F. Mortell, Thomas F. Wraback, William S. Edwards, Gregory D. Norton, Glenn P. Duffy, Jerry W. Ross and Gerald T. Barry; John K. Bradley

Josephine Anne Pagano

Thomas T. Johnson and Michael C. Dickman

Bruce D. Le Duc

James Murphy, et al.

Hollywood Trenz, Inc., Edward R. Showalter

Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr.

Michael L. Smirlock and LASER Advisers, Inc.

Gold-Ventures Club and Alexander Khamidouline, d/b/a www.gold-ventures.net

InverWorld, Inc., Jose Zollino and George Fahey

John E. Brinker, Jr., Gary J. Bentz, et al.

Carol C. Martino, et al.

Millennium Financial, Ltd., and Newpont Fiduciaries & Nominees, S.A.

Steven Hevell

American Healthcare Providers, Inc., Arthur W. Wheeler, Lars M. Kram, Angel L. Lorie Jr., Luis F. Lorie, and Michael Anthony

First Capital Services, Inc., et al.

David Malmstedt and Mark Huetteman

Investco, Inc., Joseph L. Lents, First International Finance Corporation, Michael E. Zapetis, Brian E. Baginski, Electronic Commerce Consultants, Inc., Anthony V. Yonadi, and Southeast Capital Partners, Inc.

Dennis Watts, Individually and d/b/a Senior Benefit Plans and James Nathan Grimes

Starcash, Inc., Infinity Consulting Services, Inc., Jean B. Leclercq, Kip Marsique, Frederick J. Shapiro (Defendants) and Starcash Consulting, Inc., Starcash Industries, Inc., and Starcash Media, Inc. (Relief Defendants) American-Inc.com, Inc., National Business Concepts, Inc. d/b/a Americash, Norman Benjamin (Defendants) and World Business Systems LLC d/b/a World Business Systems, Inc. (Relief Defendant)

Alan K. Anderson

Reza Mikailli, Gary F. Pado and Unify Corporation

Steven E. Thorn, et al.

Douglas G. McCaskey, et. al.

P. Joseph Vertucci, Bruce E. Straughn, Robert V. Petry, Roland R. Baughman, Richard M. Johnson, Edward Meyer, Jr., and Hazlet Investors, Inc. (Defendants), and Joanne C. Straughn (Relief Defendant)

Alfred M. Lemcke, individually, and d/b/a Lemcke & Associates

Louis M. Lazorwitz, J. Charles Reives, Tri-Star Investment Group, L.L.C. a/k/a Tri-Star Investment Group, Defendants, and Lazor, Ltd., Relief Defendant

Lewis J. McConnell, Jr., Ned L. Huggins, and Gregory T. Wood

Keith Joon Kim

Make It Reel Productions, Inc., Cine Star, Inc., Joseph Rubbo, Angela Rubbo (Sr.), Angela Rubbo (Jr.), Pasquale Rubbo, Nicholas Rubbo, and Peter D. Ragofsky

Dennis Herula et al.

Steven M. Bolla

Jerome E. Rosen, Diversified Corporate Consulting Group, Joseph D. Radcliffe, and William A. Calvo III

William H. Black, et al.

Pinnacle Business Management, Inc., Vincent A. Lo Castro, and Jeffrey G. Turino

Stephen G. Donahue and Donahue Securities Inc.

Charles R. Homa, Michael Gause, et al.

Sebastian Corriere, et al.

Carl E. Putnam, Donald C. Welchko, John P. Figurelli, Daryl T. Spinell, Ronald M. Bandyk, and Renee L. LeVault

Steven S. Goldberg

U.S. Funding Corporation, U.S. Funding Company, Capital Concept Marketing, Inc. Angelica Gwinnett, and Charles Fremer

John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II

Edward Fruchtenbaum

4NExchange, LLC, Paul R. Grant and Ronald K. Bassett

William S. Cordo, Mitchell S. Davis and John A. Blount

Samir Traboulsi, Charbel Ghanem, Socofinance Sa, International Discount Bank & Trust (West Indies) Ltd., Alain Boublil, Max Theret, Robert Reiplinger, Patrick Gruman, and Jean-Pierre Emden

Eric Patton, et al.

Rainbow Bridge Investments, LLC

Brett Mallory

Invest Better 2001, Cole A. Bartiromo, and John/Jane Does 1-10

Larry A. Stockett

Kenneth R. Payne, et al.

Capital Consultants, LLC, Jeffrey L. Grayson, and Barclay L. Grayson

G. Matthias Heinzelmann, III

Hugo Salvador Villa Manzo and Multinvestments, Inc.

Rodolfo Luzardo, Elias I. Kodsi, and Alan D. Kodsi

Hoover and Hoover Capital Management, Inc.

William M. Ucherek

Kenneth W. Haver

Scott K. Ginsburg

Keith Greenberg and Coyote Consulting and Financial Services, LLP

Patrick Quinlan, Lee Wells, Keith Pietila, Alexander Ajemian, John O'Leary, Cheryl Swain and Kevin Lasky

Advance Local Development Corp., et al.

Byron Robert Lerner

Alexander Mark Pomper

Excal Enterprises, Inc., et al.

Harral Dunbar, Jr., Individually and d/b/a Ghost International

Scorpion Technologies, Inc., et al.

Frederick J. Gilliland, Defendant, and MM ACMC Banque de Commerce, Inc., Relief Defendant

George Kline, Erich Kline and Christian Kline

The Gaming Factory, Inc., a Panamanian Corporation, The Gaming Factory, Inc., a Florida Corporation, Richard Onorato and Victor Selenow

Oval Financial & Investment Group Ltd.

Tamarack Funding Corporation

Garry P. Isaacs

Commercial Express, LLC, et al.

Geoffrey Etherington II, Marie A. Etherington, Harold W. Etherington, Nora H. Etherington, A&D Components Inc., Charles E. Etherington, Christopher D. Anderson, Alison J. Anderson, and Nellie M. Cardi

Edward J. Paradis, Jr. and Walter R. Snyder, Jr.

Surgilight, Inc., Jui-Teng Lin, Yuchin Lin and Aaron Tsai

Xerox Corporation

FoneCash, Inc. and Daniel E. Charboneau

Michael Paloma, Matthew Bardasian and Desert Winds Entertainment

Stand-By Systems, Inc. and Kenneth Palmer

Samer El Bizri, Conrad P. Seghers, James Dickey, Integral Hedging LP, Integral Arbitrage LP, and Integral Equity LP

Dennis Herula, et al.

U.S. Reservation Bank & Trust, Higher Investment Technologies, Inc., Global-Link Capital Markets, L.L.C., Edward J. Driving Hawk, Sr., Leo Driving Hawk, Sr., John M. Adams, Edmund J. Smedley, Kenneth S. Harrison, William J. Herisko, Thomas T. Emerton, Defendants, and Oyate Development, Inc., Oyate Enterprises, L.L.P., Oyate Trust, River Walk Development, L.L.C., Ringthunder Racing Stables, Inc., HPHC, Inc., James R. Driving Hawk, Orpha Jane Johnston, Relief Defendants

Joao P. Santos, et al.

Miko Leung (a/k/a Leung Ming Kang) and Sit Wa Weung

Scott K. Ginsburg, Mark J. Ginsburg and Jordan E. Ginsburg

J. Donald Nichols, Jeb L. Hughes, and C. Sheldon Whittelsey