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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 87 of 104.

LR-19677 · 4/27/2006
Kimberly J. Carrella, et al.
LR-19673 · 4/26/2006
Ingles Markets Incorporated
LR-19674 · 4/26/2006
Gregory Applegate
LR-19675 · 4/26/2006
Lumenis Ltd., Sagi A. Genger and Kevin Morano
LR-19676 · 4/26/2006
James J. Farley and Shelley J. Farley
LR-19669 · 4/25/2006
Dean J. Sheptycki
LR-19670 · 4/25/2006
New Energy Corp., Tor Ewald, Geneva Financial Ltd., Marcelino Colt aka Marcelino Colt Vasquez, Magnum Financial, LLC, Michael S. Manahan, Bld Trust, Barclay Davis, Loretta Davis, Burke T. Maxfield, York Chandler, and Hector Campa Acedo
LR-19671 · 4/25/2006
Dominick Savino, et al.
LR-19672 · 4/25/2006
BodyScan Corporation and Anthony Sciuto
LR-19666 · 4/24/2006
Garner Anthony
LR-19667 · 4/24/2006
Nelson J. Obus, Peter F. Black, Thomas Bradley Strickland, Wynnefield Partners Small Cap Value L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Partners Small Cap Value Offshore Fund, Ltd.
LR-19668 · 4/24/2006
Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc.
LR-19664 · 4/23/2006
Bank of New York
LR-19665 · 4/23/2006
David N. Anderson and Nancy C. Dipietro
LR-19663 · 4/18/2006
Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
LR-19661 · 4/17/2006
Michael Lauer, et al.
LR-19662 · 4/17/2006
David A. Dadante
LR-19657 · 4/16/2006
Tyco International Ltd.
LR-19658 · 4/16/2006
David L. McMillan
LR-19659 · 4/16/2006
John P. Utsick et al.
LR-19660 · 4/16/2006
Credit First Fund, LP, Credit First, LLC, Credit First Income Plus, LLC, Investors First Financial Services, Inc., Investors Guild, Inc., and David R. Lund
LR-19654 · 4/12/2006
Garner Anthony
LR-19655 · 4/12/2006
Ramy El-Batrawi, et al.
LR-19656 · 4/12/2006
Thom A. Faria, Stephen J. McLaughlin and William M. Stickney
LR-19652 · 4/11/2006
PKF and Anthony Frederick John Mead
LR-19653 · 4/11/2006
Dollar General Corp., et al.
LR-19650 · 4/10/2006
Sonja Anticevic et al.
LR-19651 · 4/10/2006
Carl Rausch
LR-19647 · 4/9/2006
Thomas J. Gerbasio, et al.
LR-19648 · 4/9/2006
Xiangsha Feng
LR-19649 · 4/9/2006
Kenneth M. Gerland and Christopher M. Bernabei; Patrick I. Garvey; and Diane Karaoulis
LR-19645 · 4/6/2006
Exotics.com, Inc., et al.
LR-19646 · 4/6/2006
James Vincent O'Brien, et al.
LR-19644 · 4/6/2006
Mark T. Ellis
LR-19642 · 4/5/2006
Faisal Zafar and Sameer Thawani
LR-19643 · 4/5/2006
Armand Dauplaise and Bernard Shinder
LR-19641 · 4/4/2006
JB Oxford Holdings, Inc., National Clearing Corporation, James G. Lewis, Kraig L. Kibble, and James Y. Lin
LR-19638 · 4/3/2006
SBM Investment Certificates, Inc., f/k/a 1ST Atlantic Guaranty Corp., SBM Certificate Company, Geneva Capital Partners, LLC and Eric M. Westbury
LR-19639 · 4/3/2006
Andreas Badian, Jacob Spinner, Mottes Drillman, Jeffrey Graham, Pond Securities Corp. d/b/a Pond Equities, Ezra Birnbaum and Shaye Hirsch
LR-19640 · 4/3/2006
Unlimited Cash, Inc., Douglas Network Enterprises, Sneed Financial Service, LLC, Wayne Douglas Flesher, Nancy Carol Khalial, and Clifton Curtis Sneed, Jr.
LR-19636 · 4/2/2006
Alexander J. Yaroshinsky
LR-19637 · 4/2/2006
Jon E. Hankins, et al.
LR-19634 · 3/30/2006
Sherry L. Gibson
LR-19633 · 3/30/2006
Brian J. Stucke
LR-19635 · 3/30/2006
2DoTrade, Inc., George Russell Taylor, Barry William Gewin aka Barry Peters, Eric T. Landis, Dominic Roelandt, Michael D. Karsch, L. Van Stillman, David A. Wood, Jr., Clinton Walker, Oxford and Hayes, Ltd., FG & P Consulting, Ltd. Hackney Holdings, Ltd., Weston Partners, Inc., Infiniti Corporate Services, Ltd., Argo Financial, Ltd., 21st Equity Partners, Inc., MCG Partners, Inc., and LMR, Ltd.
LR-19631 · 3/29/2006
Conrad P. Seghers and James R. Dickey
LR-19632 · 3/29/2006
Sherwin P. Brown, Jamerica Financial and Brawta Ventures, LLC
LR-19626 · 3/28/2006
Cobalt Multifamily Investors I, LLC. Cobalt Multifamily Co. I, LLC, Cobalt Funding, LLC, Mark A. Shapiro, Irving J. Stitsky, and William B. Foster, Defendants, and Vail Mountain Trust, Relief Defendant
LR-19627 · 3/28/2006
Fernando J. Espuelas et al.
LR-19628 · 3/28/2006
Terry F. Favilla and Gary R. Dowell
LR-19629 · 3/28/2006
Eric Tyra, Scott Wynne, Peter Berman, and Scott Carey
LR-19630 · 3/28/2006
Thomas A. Skoulis, Peter M. Frankl, Alan B. Lefkof and William D. Baker
LR-19624 · 3/27/2006
Gregory A. Brady, et al.
LR-19625 · 3/27/2006
Alexander J. Yaroshinsky
LR-19623 · 3/26/2006
David T. Leboe and Dale G. Rasmussen
LR-19621 · 3/21/2006
Michael Morrell, et al.
LR-19622 · 3/21/2006
Savvides & Partners/PKF Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and R.K. Dhawan
LR-19616 · 3/20/2006
A.B. Watley Group, Inc., Paul F. Coughlin, William B. Deakins, Warren R. Fellus, Keith M. Geller, Keevin H. Leonard, Robert F. Malin, Steven E. Malin, Linus N. Nwaigwe, Michael A. Picone, Bryan S. Rogers, and Keith A. Rogers
LR-19617 · 3/20/2006
Bruce Hill, et al.
LR-19618 · 3/20/2006
Wind Farm, Inc., et al.
LR-19619 · 3/20/2006
Converge Global, Inc.
LR-19620 · 3/20/2006
Travis E. Correll, et al.
LR-19614 · 3/19/2006
California Amplifier, Inc.
LR-19615 · 3/19/2006
Teresa V. Fernandez
LR-19613 · 3/16/2006
Eric Resteiner, et al.
LR-19609 · 3/15/2006
Patrick A. Grotto, Mark B. Leffers and Jon M. Bloodworth
LR-19610 · 3/15/2006
Eric Walsh, John Abresch, et al.
LR-19611 · 3/15/2006
KS Advisors, Inc., KS Condor Partner, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle
LR-19612 · 3/15/2006
C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen
LR-19607 · 3/13/2006
Langley Partners, L.P., North Olmsted Partners, L.P., Quantico Partners, L.P., and Jeffrey Thorp
LR-19608 · 3/13/2006
Gary Lynn McDuff
LR-19606 · 3/9/2006
BMA Ventures, Inc. and William Robert Kepler
LR-19603 · 3/8/2006
Opsis Technologies Int'l, Inc., et al.
LR-19604 · 3/8/2006
Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser
LR-19605 · 3/8/2006
Scott R. Sacane, et al.
LR-19597 · 3/7/2006
Geek Securities, Inc., Geek Advisors, Inc. , Kautilya "Tony" Sharma, and Neal R. Wadhwa
LR-19598 · 3/7/2006
Viatical Capital, Inc., et al.
LR-19599 · 3/7/2006
Eduardo A. Masferrer, Juan Carlos Bernace and John M.R. Jacobs
LR-19600 · 3/7/2006
K.L. Group, LLC, et al.
LR-19601 · 3/7/2006
Michael A. Liberty, et al.
LR-19602 · 3/7/2006
Lawrence S. Powell and Delano N. Sta.Ana
LR-19592 · 3/6/2006
Charis Johnson, LifeClicks, LLC, and 12daily Pro
LR-19593 · 3/6/2006
Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq.
LR-19595 · 3/6/2006
Latin American Services, Inc., et al.
LR-19596 · 3/6/2006
Sunbelt Development Corporation, Wendell Rogers, Donald Hammond and Willie Davis
LR-19590 · 3/5/2006
Michael Lauer, et al.
LR-19591 · 3/5/2006
Craig H. Reinhard, et al.
LR-19589 · 3/2/2006
Sharon E. Vaughn and Directors Financial Group, Ltd.
LR-19588 · 3/2/2006
Kevin Hobbs et al.
LR-19585 · 3/1/2006
Symbol Technologies, Inc., et al.
LR-19586 · 3/1/2006
Alan Cao and Jun Shi
LR-19587 · 3/1/2006
Mitchell Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant
LR-19582 · 2/28/2006
Allen Z. Wolfson, et al.
LR-19583 · 2/28/2006
Paul J. Silvester, et al.
LR-19584 · 2/28/2006
Carl R. Rose, Lawrence A. Clasby, et al.
LR-19579 · 2/28/2006
Charis Johnson, Lifeclicks, LLC, and 12daily Pro
LR-19580 · 2/28/2006
Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella
LR-19576 · 2/28/2006
Carl R. Rose, et al.
LR-19577 · 2/28/2006
August M. Cruciotti
LR-19575 · 2/28/2006
Dean J. Sheptycki

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.