SEC Enforcement Actions

Nicor, Inc. and Jeffrey L. Metz

First United Financial Group, LLC, et al.

Jordan H. Mintz and Rex R. Rogers

Myron F. Olesnyckyj

Eduardo A. Masferrer, Juan Carlos Bernacé and John M.R. Jacobs

Collins & Aikman Corporation, David A. Stockman, J. Michael Stepp, Gerald E. Jones, David R. Cosgrove, John G. Galante, Elkin B. McCallum, Paul C. Barnaba, Christopher M. Williams and Thomas V. Gougherty

Roger Blackwell et al

Violet Gail Eldridge and UTA-BVI, Ltd., Defendants, and The United Tribes of the Americas Inc. and Executive Bureau of Research and Recovery, Inc., Relief Defendants

Aragon Capital Management LLC, Aragon Partners LP, Zvi Rosenthal, Amir Rosenthal, Ayal Rosenthal, Oren Rosenthal, Noga Delshad, David Heyman, Heyman & Son Investment Partnership LP, Young Kim, and Bahram Delshad

Beacon Rock Capital, LLC and Thomas Gerbasio

Gary L. McNaughton, Individually and d/b/a The Haven Equity Company, and Andrew K. Lech

Cyberkey Solutions, Inc. and James E. Plant

Archie Paul Reynolds a/k/a Dr. A. Paul Reynolds, and Success Trust and Holding LLC

Conrad M. Black, F. David Radler and Hollinger Inc.

Barry Hertz

Raymond Burghard and eSafetyWorld, Inc. (n/k/a EZ Auctions and Shipping Inc.)

Burton G. Friedlander, et al.

Blue Bottle Limited and Matthew C. Stokes

Franklyn A. Caine, Edward S. Pliner, and James E. Gray

C. Paul Sandifur, Jr., et al.

Melvyn C. Goldstein

Focus Financial Associates, Inc., et al.

Frank A. Dunn, Douglas C. Beatty, Michael J. Gollogly and MaryAnne E. Pahapill (a.k.a. Mary Anne Poland)

Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan

ABC Viaticals, Inc., C. Keith LaMonda and Jesse W. LaMonda Jr., defendants, and LaMonda Management Family Limited Partnership, Structured Life Settlements, Inc., Blue Water Trust and Destiny Trust, relief defendants

Shashikant C. Shah

One or More Unknown Traders in the Common Stock of Certain Issuers, Defendants, and JSC Parex Bank, Relief Defendant

David Sarna, et ano.

GetAnswers, Inc., et al.

GetAnswers, Inc., et al.

Charles Michael Martin

John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone

Paul J. Silvester et al.

One or More Unknown Purchasers of Call Options for the Common Stock of TXU Corp.

Aleksey Kamardin

Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC

U.S. Wind Farming, Inc., et al

U.S. Wind Farming, Inc., et al

Leonard M. Snyder, H. Dane Reynolds, C. Burt Duren, and Carey Johnson

Kent H. Roberts

Louis W. Zehil, et al.

Platinum Capital Advocates, Inc., Platinum Capital Advocates Elite, Inc., Stephen P. Amella, Andre Hayden, and Strategic Management Alliance, Inc.

Crestview Capital Partners, LLC and Stewart R. Flink

Blue Bottle Limited and Matthew C. Stokes

Matthew E. Kopsky and Ronald W. Davis

GetAnswers, Inc., et al.

GetAnswers, Inc., et al.

Luiz Gonzaga Murat Júnior and Alexandre Ponzio De Azevedo

Veritas Software Corporation

Biopure Corporation, et al.

Braintree Energy, Inc. and Howard Graham

Michael G. Velasco

Keith G. Baxter, et. al.

Leslie Mersky, et al.

Myron F. Olesnyckyj

Gregory A. Brady, et al.

Ryan Ashley Brant

The Dow Chemical Company

Patel et al.

Ravi V. Kothare, Sterling Capital Planners, Inc., S.F. Advisors, LLC d/b/a Affinity Club Network, LLC and Players Choice Club

Gayle Spence Luacaw

Enrique (Henry) Fiallo

Richard A. Causey

Daniel Fongnien Chiang and Eva Yi-Fen Chen

El Paso Corporation

Donald A. Erickson

Gary M. Workman

RenaissanceRe Holdings Ltd.

Steven J. Landmann and Gary C. Gerhardt

Scott R. Sacane, et al.

Anthony L. Hurley

Allixon International Corp., et al.

Sharon E. Vaughn and Directors Financial Group, Ltd.

MBIA Inc.

Concetta A. Donovan and David K. Donovan, Sr.

Guillaume Pollet

HMC International, LLC., et al.

LeeRoy Allen, Jr.

International Fiduciary Corp., S.A., et al.

Edward A. Kiley, et al.

OSF, Inc. et al.

John M. Fife and Clarion Management

Angelo Haligiannis, et al.

Jack Calvin, et al.

James Charles Blue, Randy Cook and Victor Campbell

John R. Shrewder, The Franklin Group, Inc., Ashley Miron Leshem, and Ananda Capital Partners, Inc.

Sonja Anticevic et al.

Jung Bae Kim, a.k.a. "John Kim," Won Sok Lee, Yung Bae Kim, KL Group, LLC, KL Florida, LLC, KL Triangulum Management, LLC, and Shoreland Trading, LLC

Roanoke Technology Corp., et al.

Paul R. Johnson, et al.

Jacob (“Kobi”) Alexander, David Kreinberg, and William F. Sorin

James Tambone and Robert Hussey

Jackie Gross, et al.

Bennett Environmental, Inc., John A. Bennett, Robert P.G. Griffiths and Richard L. Stern

Kirk S. Wright, International Management Associates, LLC; International Management Associates Advisory Group, LLC; International Management Associates Platinum Group, LLC; International Management Associates Emerald Fund, LLC; International Management Associates Taurus Fund, LLC; International Management Associates Growth & Income Fund, LLC; International Management Associates Sunset Fund, LLC; Platinum II Fund, LP; and Emerald II Fund, LP

Peter Lombardi

Gary Bell, Joseph Grendys, Anthony Holohan, and Michael Smith; Carl A. Allen; Donald Childers; John Crowder; Chris Jakubek; John King; Steve LeBarron; Patrick Penderghast; Frank Riggio; and Richard Vecchia

Paul Johnson

James R. Powell, Ralph Mitchell, Mark J. Corjay, E. Suzanne Garrett, and Michael D. Scannell

Leslie Mersky, et al.