SEC Enforcement Actions

Radius Capital Corporation and Robert A. DiGiorgio

Francisco Illarramendi and Michael Kenwood Capital Management, LLC, as Defendants, and Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants

Ian J. McCarthy

Gregory A. Seib

Steven T. Kobayashi

Douglas F. Vaughan, The Vaughan Company, Realtors, Inc., and Vaughan Capital, LLC

Finbar Securities Corp., et al.

Lawrence R. Goldfarb et al.

Francis E. Wilde, Steven E. Woods, Mark A. Gelazela, Bruce H. Haglund, Matrix Holdings LLC, BMW Majestic LLC, IDLYC Holdings Trust LLC, and IDLYC Holdings Trust, et al.

DHB Industries, Inc. n/k/a Point Blank Solutions, Inc.; Jerome Krantz, Cary Chasin, and Gary Nadelman

Matthew W. Hardey, L. Cyrus DeBlanc, and Joe E. Penland

Brad A. Morrice et al.

Citigroup Inc.

WG Trading Investors, L.P.

Samuel E. Wyly, et al.

Thomas Fisher, et al.

Geotec, Inc. f/k/a Geotec Thermal Generators, Inc., Bradley T. Ray, William Richard Lueck, and Stephen D. Chanslor

General Electric Company; Ionics, Inc.; and Amersham plc

Sunrise Senior Living, Inc., et al.

Pequot Capital Management, Inc., et al.

Maxo Francois, a/k/a "Max Francois", et al.

Laurence M. Brown, et al.

Carl W. Jasper

Dell Inc., Michael S. Dell, Kevin B. Rollins, James M. Schneider, Leslie L. Jackson, Nicholas A.R. Dunning

Larry P. Langford, et al.

Gary S. Becker, Gregory S. Schaefer, and Dillon Scott Securities, Inc.

Trident Microsystems, Inc., Frank C. Lin, and Peter Y. Jen

Goldman, Sachs & Co. and Fabrice Tourre

InvestSource, Inc. and Songkram Roy Sahachaisere

Winning Kids, Inc., et al.

Prime Time Group, Inc., et al.

Brien Santarlas

ENI, S.p.A. and Snamprogetti Netherlands, B.V.

Travis L. Wright

Citigroup Global Markets, Inc.; RBC Capital Markets Corporation; and Wachovia Securities, LLC

Carol McKeown, Daniel F. Ryan, Meadow Vista Financial Corp., and Downshire Capital, Inc.

Veraz Networks, Inc.

Life Wealth Management, Inc. and Jeffery S. Preston

Michael E. Kelly, et al.

Robert Stinson, Jr., et al.

Brian N. Lines, et al.

Technip

Daniel Spitzer et al.

One or More Unknown Traders in the Common Stock of Certain Issuers (a/k/a AWE Trading, Inc. and Andrew Andersen)

Estate of Kenneth Wayne McLeod, Federal Employee Benefits Group, Inc., and F&S Asset Management Group, Inc.

BroCo Investments and Valery Maltsev

Southwestern Medical Solutions, Inc., John R. Hedges, Richard R. Powell, and Basil J. Meecham

North American Clearing, Inc., et al.

Ricardo H. Goldman

Aamer Abdullah

Anthony C. Zufelt, Joseph A. Nelson, David M. Decker, Jr., Cache D. Decker, Zufelt Business Services, Inc. (d.b.a. Zufelt, Inc.), Silver Leaf Investments, Inc., JCN, Inc., JCN Capital, LLC, and JCN International, LLC, Defendants, and Jennifer M. Zufelt, Shae L. Morgan, Garth W. Jarman, Jr., Eric R. Nelson, and Kevin J. Wilcox

Aura Financial Services, Inc. et al.

Advanced Technologies Group, Ltd., Alexander Stelmak and Abelis Raskas

ICP Asset Management, LLC, ICP Securities, LLC, Institutional Credit Partners, LLC, and Thomas C. Priore

Trade-LLC, et. al

Mobile Ready Entertainment Corp., Michael H. Magolnick, and Craig A. Mora

Anthony T. Banas

Seisma Oil Research, LLC (a/k/a Seisma Energy Research, LLC), Seisma Energy Research, AVV (a/k/a Seisma Oil Research, AVV), Permian Asset Management, AVV and Justin Solomon

Andres Leyva

Martin T. Wegener et al.

Matthew Jennings, Westmoore Management, LLC, Westmoore Investment, L.P., Westmoore Capital Management, Inc., Westmoore Capital, LLC

Aaron Donald Vallett and A.D. Vallett & Co. LLC

Gregg Thomas Rennie

Joseph P. Collins

United American Ventures, LLC, Philip Lee David Jack Thomas, Eric J. Hollowell, Matthew A. Dies, Integra Investment Group, LLC, and Anthony J. Oliva

Richard Elkinson

Chimay Capital Management Inc. and Guy Albert de Chimay

Merendon Mining (Nevada) Inc., Larry Lee Adair, Milowe Allen Brost a/k/a Milo Brost, M.B. Gonne or Phillip K. Collins, Ward K. Capstick, Bradley Dean Regier, Gary Allen Sorenson a/k/a Don Grey Fox, Martin M. Werner, Syndicated Gold Depository Inc., now known as Bahama Resources Alliance Ltd., Merendon Mining Corp. Ltd., Institute For Financial Learning Group of Companies, Inc.

William G. Mortensen and Feng Zheng

Lucent Technologies, Inc., et al.

Petrogas Overseas Trading, LP and Samuel O. LeMaire, Defendants, and Petroenergy, Inc., Relief Defendant

Aaron Donald Vallett and A.D. Vallett & Co. LLC

Anthony A. James and James Asset Advisory, L.L.C.

Walter A. Forbes and E. Kirk Shelton

Diebold, Inc.; Walden O'Dell; and Gregory Geswein, Kevin Krakora, and Sandra Miller

Luis Felipe Perez

Elizabeth A. Dragon

Kenneth Ira Starr, Starr Investment Advisors, LLC, and Starr & Company, LLC

Anthony Bonica

Pequot Capital Management, Inc. and Arthur J. Samberg

GTF Enterprises, Inc., Gedrey Thompson, Dean Lewis, and Sezzie Goodluck

John M. Donnelly, et al.

Blake G. Williams, TBeck Capital, Inc., Warren Street Investments, Inc., Victoria Financial Consultants, LLC, BGW Enterprises, Inc., Emerging Resources, Inc., Valek Investments, Inc., Derek Lopez, and Da Big Kahuna, LLC

Yonni Sebbag and Bonnie Jean Hoxie

Gene T. Mancinelli

Mitchell, Porter & Williams, Inc., The Adivanala AA Investment Trust, AB3, Inc., Thomas L. Mitchell

Forest Resources Management Corp., et al.

Matthew J. Gagnon

Christopher W. Bass, Swiss Capital Harbor-USA, LLC, Swiss Capital Harbor Fund A Partners, L.P., Swiss Capital Harbor Fund B Partners, L.P., and Swiss Capital Harbor Fund C Partners, L.P.

Lydia Capital, LLC et al.

Brian Hollnagel and BCI Aircraft leasing, Inc.

Edward A. Allen, David L. Olson, and A and O Investments, LLC

Charles McCall

Galleon Management, LP, et al.

David F. Merrick, Traders International Return Network, MS, Inc., GTT Services, Inc., MDD Consulting, Inc., and Go ! Tourism, Inc.

Leonard J. Adams

Peter G. Grabler

Robert S. Furst, et al.

Diatect International Corp., et al.

Exotics.com, Inc., et al.