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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 66 of 104.

LR-23606 · 7/27/2016
Luca International Group, LLC, et al.
LR-23607 · 7/27/2016
Matthew White et al.
LR-23603 · 7/26/2016
Jeffery A. McCollum and JNL Oilfield Instruments, LLC
LR-23602 · 7/25/2016
Herbert K. Sudfeld, Jr.
LR-23600 · 7/24/2016
James Hugh Brennan, III, et al.
LR-23601 · 7/24/2016
Thomas D. Melvin, et al.
LR-23599 · 7/21/2016
Imperial Petroleum, Inc., et al.
LR-23598 · 7/19/2016
Tyson D. Williams and Stanley D. Parrish
LR-23597 · 7/17/2016
Thomas D. Conrad, Jr., et al.
LR-23595 · 7/14/2016
Zachary Brooke Roberts
LR-23596 · 7/14/2016
Vineet Kalucha et al.
LR-23593 · 7/7/2016
Thomas W. Avent, Jr., Raymond J. Pirrello, Jr., and Lawrence J. Penna
LR-23594 · 7/7/2016
CKB168 Holdings Ltd., et al.
LR-23592 · 7/6/2016
Idris D. Mustapha
LR-23590 · 7/4/2016
Richard Grossman
LR-23591 · 7/4/2016
Luis Martin-Caro Sanchez
LR-23589 · 6/30/2016
Timothy F. Sexton, Jr.
LR-23588 · 6/29/2016
Bruce D. Strebinger, et al.
LR-23586 · 6/28/2016
Andrew F. Kerr
LR-23587 · 6/28/2016
Lee D. Weiss, et al.
LR-23585 · 6/27/2016
David Rivard
LR-23584 · 6/26/2016
Longwei Petroleum Investment Holding Limited and Michael Toups
LR-23582 · 6/23/2016
Chris Faulkner, et. al
LR-23583 · 6/23/2016
Malcolm Segal
LR-23580 · 6/22/2016
Idris D. Mustapha
LR-23581 · 6/22/2016
MayfieldGentry Realty Advisors, LLC, et al.
LR-23578 · 6/20/2016
Juan Rafael Rangel
LR-23579 · 6/20/2016
Ash Narayan, The Ticket Reserve Inc. a/k/a Forward Market Media, Inc., Richard M. Harmon, and John A. Kaptrosky
LR-23575 · 6/20/2016
Hemp, Inc., et al.
LR-23576 · 6/20/2016
Mitchell Brown
LR-23577 · 6/20/2016
Thomas C. Conradt, et al.
LR-23573 · 6/19/2016
Daniel Thibeault
LR-23574 · 6/19/2016
James S. Hannon
LR-23572 · 6/16/2016
StratoComm Corporation, et al.
LR-23571 · 6/15/2016
Christopher Salis, Douglas Miller, Edward Miller, and Barrett Biehl
LR-23570 · 6/14/2016
Robert Olins, et al.
LR-23568 · 6/13/2016
Andrew K. Proctor, et al.
LR-23567 · 6/12/2016
Providence Financial Investments, Inc., Providence Fixed Income Fund, LLC, Jeffory Churchfield, and Jack Jarrell
LR-23565 · 6/9/2016
Thomas J. Connerton and Safety Technologies LLC
LR-23562 · 6/8/2016
James R. Trolice, Lee P. Vaccaro, and Patrick G. Mackaronis
LR-23563 · 6/8/2016
Dynkowski, et al.
LR-23564 · 6/8/2016
Guolin Ma
LR-23561 · 6/7/2016
Michael J. Maciocio and David P. Hobson
LR-23560 · 6/6/2016
Kingdom Legacy General Partner, LLC and Mark C. Northrop
LR-23559 · 6/5/2016
Richard Grossman
LR-23558 · 6/2/2016
Peter D. Nunan
LR-23557 · 6/1/2016
Spongetech Delivery Systems, Inc., et al.
LR-23554 · 6/1/2016
Richard W. Davis, Jr., et al.
LR-23555 · 6/1/2016
Steven Wise
LR-23556 · 6/1/2016
Charles C. Liu; Xin Wang a/k/a Lisa Wang; Pacific Proton Therapy Regional Center, LLC; Pacific Proton EB-5 Fund, LLC; and Beverly Proton Center, LLC f/k/a Los Angeles County Proton Therapy, LLC
LR-23551 · 5/31/2016
Hope Advisors, LLC and Karen Bruton (Defendants) and Just Hope Foundation (Relief Defendants)
LR-23552 · 5/31/2016
Steven V. McClatchey and Gary J. Pusey
LR-23549 · 5/30/2016
Momentum Investment Partners LLC (d/b/a Avatar Investment Management) and Ronald J. Fernandes
LR-23550 · 5/30/2016
JSG Capital Investments, LLC, et al.
LR-23553 · 5/30/2016
First Mortgage Corporation, et al.
LR-23546 · 5/26/2016
BioChemics, Inc., et al.
LR-23547 · 5/26/2016
David B. Kaplan, Esq., et al.
LR-23548 · 5/26/2016
Tropikgadget FZE, et al.
LR-23545 · 5/25/2016
Christopher R. Esposito, et al.
LR-23544 · 5/23/2016
Michael J. Kipp and Joanne K. Viard
LR-23543 · 5/18/2016
Eric J. Kellogg
LR-23542 · 5/17/2016
Gregg D. Caplitz
LR-23541 · 5/15/2016
Richard Weed, et al.
LR-23539 · 5/12/2016
John Patrick O'Neill
LR-23540 · 5/12/2016
Ross McLellan
LR-23537 · 5/11/2016
Imran Husain, et al.
LR-23535 · 5/10/2016
Devon Archer, et. al.
LR-23536 · 5/10/2016
Charles O. Couch and Couch Oil & Gas Inc.
LR-23534 · 5/5/2016
Louis Martin Blazer III
LR-23531 · 5/4/2016
Joseph F. Apuzzo
LR-23532 · 5/4/2016
James R. Trolice, Lee P. Vaccaro, and Patrick G. Mackaronis
LR-23533 · 5/4/2016
Marquis Properties LLC, Chad Deucher and Richard Clatfelter
LR-23530 · 5/3/2016
Dubovoy, et al.
LR-23527 · 5/2/2016
George A. Moore III, et al.
LR-23528 · 5/2/2016
Stephen D. Ferrone, et al.
LR-23529 · 5/2/2016
Richard St. Julien, Jared Mitchell, Christopher F. Castaldo, Louis F. Petrossi, Herschel C. (a/k/a Tres) Knippa, Richard L. Brown, Gerald J. (a/k/a Gerry) Cocuzzo, Naveed A. (a/k/a Nick) Khan, Maroof Miyana, and Pranav V. Patel
LR-23526 · 4/25/2016
Asher Z. Zwebner; Luke C. Zouvas, et al.
LR-23525 · 4/21/2016
Sky Capital LLC (aka Granta Capital LLC), Ross Mandell, Steven Shea, Adam Harrington Ruckdeschel, Arn Wilson, Michael Passaro and Robert Grabowski
LR-23524 · 4/21/2016
Roger S. Bliss, et al.
LR-23523 · 4/19/2016
Bardman, et al.
LR-23522 · 4/14/2016
Heart Tronics, Inc., et al.
LR-23521 · 4/13/2016
Town of Ramapo, et al.
LR-23519 · 4/13/2016
John Afriyie
LR-23520 · 4/13/2016
Ariel Quiros, et al.
LR-23517 · 4/12/2016
Michael Donnelly
LR-23518 · 4/12/2016
Sky Capital LLC (aka Granta Capital LLC), Ross Mandell, Steven Shea, Adam Harrington Ruckdeschel, Arn Wilson, Michael Passaro and Robert Grabowski
LR-23516 · 4/11/2016
Khaled "Kal" Bassily
LR-23514 · 4/10/2016
Gregg D. Caplitz, et al.
LR-23515 · 4/10/2016
William E. Mapp, III, et al.
LR-23513 · 4/7/2016
Clarke Bethancourt, et al.
LR-23511 · 4/6/2016
David Aubel and Robert Raffa
LR-23512 · 4/6/2016
Edward Laborio, et al.
LR-23510 · 4/3/2016
Joseph Andrew Paul, et al.
LR-23507 · 3/30/2016
Daniel Ustian
LR-23509 · 3/30/2016
John Scott Clark
LR-23508 · 3/30/2016
Nathanial D. Ponn
LR-23506 · 3/29/2016
Daniel Rivera, et al.
LR-23504 · 3/28/2016
Tobin Smith, et al.
LR-23505 · 3/28/2016
Andrew W.W. Caspersen, et al.
LR-23502 · 3/28/2016
Stanley J. Kowalewski et al.

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