SEC Enforcement Actions

System Software Associates, Inc., Roger Covey and Joseph Skadra

David W. Hall, et al.

Robert H. Sutton

Dana C. Giacchetto and the Cassandra Group, Inc.

Thor Equity Group, LLC and George E. Mahfouz, Jr.

Christopher P. Hastings d/b/a/ Stockpicks1

Heartsoft, Inc., Benjamin Shell and Jimmy Butler

Michael A. Furr

Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd.

Lee E. Gahr and Chill Tech Industries, Inc.

Paul Y. Okuda, Stephen A. Thorpe, and David J. Chester

Houston Texans NFL Football Team Holding Co. and Edgar A. Guilbeau

Thomas Carter

Torsten Prochnow d/b/a/ Stockreporter.de, Dennis C. Hass and World of Internet.com AG

Gursel Mandaci

Ronald J. Goldberg

Nick L. Skansi, et al.

Brian E. Pridgeon, Stephon A. Carradine and Craig L. Smith

Texas Titan Resources, Inc.

Christopher L. Burton

Mark S. Jakob

Dean H. Harris

Edward A. Durante, et al.

Stephen B. Marek and Dominic Roelandt

Manu B. Shrivastava

Le Club Privé S.A., Zdenek Kieslich, Ron Zvi Mendelson, Eugene G. Chusid, Le Baron Solidarity, S.A., Le Baron Insured Fund, Le Baron High Income Fund, Le Baron High Yield Fund, Defendants; and Rishon Bank (SC), Rishon Financial Services, S.A., Rishon Investment Corp, M&R Bank Corp., World Wide Trading Group of Companies, Inc., World US Financial Services, Inc., Boris G. Chusid, Citadel Bank & Trust Inc., Relief Defendants

Internet Telecommunications Albany System SMR, et al.

Tutornet.com Group, Inc. and Euburn R.A. Forde

Blizerian

Jeffrey P. Sudikoff, Edward Cheramy and Rudy Wann

Jeremiah J. Hegarty and Michael J. Hegarty

EquityAlert.Com, Inc. and Harmel S. Rayat

Internet Telecommunications Albany System SMR, et al.

Todd J. LaScola, et al.

Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.

Tracie Carpin, Kimberly Davis, Nedene Greer and Tommy Dalton Greer

Merger Communications, Inc., Jukka U. Tolonen, and David A. Drake

Stephen R.B. Bingham, et al.

Precious Stones Trading Worldwide, Inc., Ruslan Rapoport, Edward Landenbaum, and Igor Landenbaum

James Michael Cogley and The Ohio Estate Group, Inc.

Texas American Group, Inc., et al.

Elfindepan, S.A. Southern Financial Group, Tracy Calvin Dunlap, Jr. and Barry Lowe

Kenneth R. Payne, et al.

Thomas A. Toussaint, Michael C. Slagle and Erwin K. Gegle

Watson King, et al.

Stefan M. Palatin

William A. Dibella

Cosmas Anastassiou et al.

Chemical Trust et al

Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr.

Sanjay Saxena and Mumtaz Saxena

Muhammad Saad Shoukat; Gyunho Kim; Muhammad Arham Shoukat; Muhammad Shahwaiz Shoukat; Izunna Okonkwo; Daniyal Khan

Srinivas Koneru

Andrew Scott Corbman

Virtu Financial, Inc.; Virtu Americas LLC

Michael G. Hull; Christopher J. Nohl; Bluepoint Investment Counsel, LLC; Chrysalis Financial LLC; and Greenpoint Asset Management II LLC

Allen C. Giltman

Robert Alan Yedid, Andrew Kaufman, Mark Jacobs

Ryan R. Wear; Water Station Management LLC; Creative Technologies, Inc.; Refreshing USA, LLC; Ideal Property Investments LLC; Jordan Chirico

Ripple Labs, Inc., Bradley Garlinghouse, and Christian A. Larsen

Dr. Joseph J. Nantomah; Investors Capital LLC; Global Investors Capital LLC; and High Income Performance Partners LLC

Frank Igwealor et al.

Auerbach et al.

ZM Quant Investment Ltd., Baijun Ou a/k/a Eric Ou, and Ruiqi Lau a/k/a Ricky Liu

Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov

Mango Labs, LLC, Mango DAO, and Blockworks Foundation

Nicholas A. Palazzo, 4TA Sports, Inc., NP Ventures Holdings, LLC and Play Caller Sports Gaming LLC

Wisdom Capital Management Group Ltd.

Drive Planning, LLC and Russell Todd Burkhalter

Marco A Perez, Pedro Perez Jr., and Olivia Perez Durbin

Philip Verges, James D. Tilton, Jr., Robert F. Malin, Linda Malin, and Blue Citi, LLC, Defendants, and SMEA2Z, LLC, 143 Partners LLC, West Cucharras, LLC, and JDT Trading, LLC, Relief Defendants

William E. Miller

Christopher A. Slaga, Q4 Capital, LLC, J4 Capital Advisors LLC, and Hayden F. Greene

Jeremy K. Rounsville

The Estate of Stephen Romney Swensen, and Crew Capital Group, LLC, Defendants, Wendy Swensen, Saria C. Rodriguez, WS Family IP, and Wingman, and Swensen Capital, Relief Defendants

Manhattan Transfer Registrar Company and John C. Ahearn

GP Capital Group, Inc. and Shannon W. Illingworth

John C. Wilson II, et al.

Robert Brian Watson and WDC Holdings LLC d/b/a Northstar Commercial Partners

Denis Georgiyevich Sotnikov, et al.

Richard Xia, a/k/a Yi Xia and Fleet New York Metropolitan Regional Center, LLC, f/k/a Federal New York Metropolitan Regional Center, and Relief Defendant Julia Yue, a/k/a JiQing Yue

Biogenic, Inc., Diagnostic Link Ltd, LLC, Vital Systems Ltd LLC, BioTek Holdings LLC, Tek Wellness Inc., Capital Care Management LLC, Susann Ashley Cargnino a/k/a Susann Ashley Walker a/k/a Ashley Walker, Zachari Alan Cargnino a/k/a Zach Alan, Julie Ann Youssef a/k/a Julie Ann a/k/a Julie Joseph, and Gary Youssef a/k/a Gary Joseph

Andrew L. Fassari

GPL Ventures LLC, GPL Management LLC, Alexander J. Dillon, Cosmin I. Panait, HempAmericana, Inc., Salvador E. Rosillo, Seaside Advisors, LLC, and Lawrence B. Adams

Uulala, Inc., Oscar Garcia, and Matthew Loughran

Eugenio Garcia Jimenez, Jr.

Richard J. Rubin and Thomas J. Craft, Jr.

Christopher W. Burns, Investus Advisers LLC d/b/a Dynamic Money LLC, Investus Financial LLC, Peer Connect LLC, and Meredith L. Burns (Relief Defendant)

Mohammed Ali Rashid

Alex Forester, Michael Hicks, Yarden Krampf, Christopher Lee, Sean O'Neal, Michael Raynor, and Lee Sobel

Stebbins & Jones

Corbin L. Lambert

Lindner Capital Advisors, Inc. and Robert J. Lindner

Mark P. Frissora

Victor Lee Farias and Integrity Aviation & Leasing, LLC

Gregory M. Bercowy

Michael Ajzenman and Cutting Edge Business Services, Inc.

John F. Thomas, Thomas Becker, Douglas Martin, Paul Hanson, Damian Ostertag, Einstein Sports Advisory, LLC, QSA, LLC, Vegas Basketball Club, LLC, Vegas Football Club, LLC, Wellington Sports Club, LLC, Welscorp, Inc. and Executive Financial Services, Inc.

Terry Wayne Kelly and Kelly Management, LLC

David G. Dreslin, et al.