SEC Enforcement Actions

Credit Suisse First Boston Corporation

World Homes, Inc., Merle Ferguson and Susan Donohue

Kirk I. Koskella, O. Jay Neeley and ELTC Limited

Daniel J. Wooten III

Oval Financial & Investment Group Ltd.

Pinnfund USA, Inc., Peregrine Funding, Inc., Allied Capital Partners, Grafton Partners, Six Sigma, LLC a/k/a Sigma, LLC, reliance holdings, LLC, Michael J. Fanghella, James L. Hillman, and Kelly Cook a/k/a Kelly Jaye a/k/a Kelly Spagnola

Lewis J. McConnell, Jr., Ned L. Huggins, and Gregory T. Wood

Kurtis Keith Lowe, et al.

W. J. Nolan & Co., Inc.

Dennis S. Herula

Philip J. Yoder

Thomas W. Lambach

Robert C. Lowes

BellSouth Corporation

James E. Franklin, Dieter Raabe, Samuel Wolanyk, Vector Keel Ltd., Initial Public Offering Consultants, Inc., Net Income and Avalon Trust

Art H. Beroff

William P. Trainor, Vincent D. Celentano, Medical Diagnostic Products, Inc. (f/k/a Novatek International, Inc., Karen Losordo, Diane M. Trainor, Daniel J. Trainor, Geraldine Trainor and Mary N. Celentano

Nelson Barber

Burton G. Friedlander, Friedlander International Limited, Friedlander Management Limited, Friedlander Capital Management, Friedlander Limited Partnership, and Opal International Fund

Louis M. Lazorwitz, J. Charles Reives, Tri-Star Investment Group, L.L.C. a/k/a Tri-Star Investment Group, Defendants, and Lazor, Ltd. Relief Defendant

Max C. Tanner, et al.

Felix Litvinsky and Olga S. Litvinsky

David Drescher

R. Bruce Acacio

Michael A. Porter

Lawrence B. Irwin, James D. Cooper, III, and Burton Financial Management Associates, Inc.

Jean Baptiste Jean Pierre, Gabriel Toks Pearse and Darius L. Lee

Global Datatel, Inc., Richard Baker, Mario Habib, and Stuart Bockler

Kurtis Keith Lowe, et al.

Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc.

Todd Hansen and Nicholas Lobue

David C. Guenthner and Jay M. Samuelson

Invest Better 2001, Cole A Bartiromo and John and Jane Does 1 through 10

Insnet World Communications, Inc., et al.

Ned C. Sneiderman

R. Bruce Acacio

Jerry A. Womack

Nelson Barber

Earl A. Abbott, Richard L. Stalvey, Glenn Perdue, Robert E. Gerwin, Kenneth C. Nunn and Thomas J. O'Keeffe

Robert R. Dillie and Mid-America Foundation, Inc., Defendants, and Mid-America Financial Group, Inc., Relief Defendant

Vestron Financial Corp., et al.

Dunyasha M. Yetts, Worldwide Financial Group, Inc, World Wide Sports Group, Inc. and Gordon Yocom

Skyline Group, Inc., Robert L. Sheets, and Mary A. West

Richard T. Taylor, individually and doing business as Transworld Bankers, and Kevin M. Devoto, individually and doing business as First Fidelity Financial, et al.

Hoover and Hoover Capital Management, Inc.

Sean R. Price and Benjamin J. Maldonado III

Lytle E. Fogelsong, Thomas Gregory Cook, James H. Malbaff, and Malbaff & Cook

Douglas M. Gloff

Patricia A. Bugenhagen, James L. Shisler, James R. Gallagher, Estate of Timothy P. Gallagher, Richard J. Merman, John P. Doughtery, and Fred D. Shapiro

Patrick H. McCarthy

Peter W. Chabot, Chabot Investments, Inc., Sirens Investments, Inc., Sirens Synergy and The Synergy Fund, LLC

Paul R. Johnson, et al.

Andrew S. Fastow

Going Platinum, Inc. and Alan H. Catalan

Invest Better 2001 and John and Jane Does 1 through 10

Charles B. Nelson

Manu B. Shrivastava

Alan Bond

John Freeman, James Cooper, Benton Erskine, Anthony Seminara, Norman Lehrman, Linda Karlsen, Timothy Siemers, Norman Grossman, Lawrence Schwartz, Michael Akva, Robert Fricker, Richard Zelman, Bradley Burke, Benjamin Cooper, Chad L. Conner, Deon Benson, Gordon K. Allen, Jr., Jon Geibel, and William H. Borders II

Packetswitch.com, Inc. and Steven A. Ristau

Jon F. Williams, et al.

Spectrum Brands Corp., Saverio (Sammy) Galasso III, David Hutter (a/k/a David Green), Charlie Dilluvio and Michael J. Burns

Yehuda Shiv, Sagam Capital Management Corporation and Sagma Capital LLC

World Class Limousines, Inc., 1-800-Get-Limo, Inc. and Anthony P. Caliendo, Jr.

Digital Lightware, Inc. and Bryan J. Zwan

Tandem Management Inc., William F. Branston, Eugene B. Deveney, and Peter S. Alsop

Richard Collins, et al.

George P. Matus and Peter T. Matus

Devin A. Danehy

Absolutefuture.com, et al.

John C. Willy, Jr.

BIJ Financial Services d/b/a Molla Investments, New Era Enterprises Company and Brian K. Miles

Shamrock Partners, Ltd., James T. Kelly, John R. Doyle, and Steven J. Fischer

C-Tech, LLP and Robert W. Schlotterbeck

BIJ Financial Services d/b/a Molla Investments, New Era Enterprises Company and Brian K. Miles

Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammonds aka Jake Davis and Barry V. Reed

Hitsgalore.com, Inc., Stephen J. Bradford, Life Foundation Trust and Jeanette B. Wilcher

Maurice B. Newman and Richard A. Gerhart

Heartland Group, Inc.

Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammonds aka Jake Davis, and Barry V. Reed

Robert C. Ingardia

Challenge Reality, Inc.

W. David Blunk, Jr., Aubrey John Elam, Jr. and Stanley C. Eaves

Goldman Lender & Co. Holdings, Blackwell Co., Traderz Associates Holding Inc., Sharon Harosh, Americo Robert Gallo, Oren Fachler, Ralph DiFalo and Steven Bocchino

Stevin R. Hoover and Hoover Capital Management, Inc.

James A. Nies, Jeffrey Dene Leader and Harold Dalton Davlin

Terry L. Dowdell, et al.

Robert J. Prevett, et al.; David Chang, et al.; Geoffrey Chang, et al.; Atul Bhagat, et al.; Ken C. Chow, et al.; Mark Apton, et al.; Evan K. Lau

Steven R. Hoover and Hoover Capital Management, Inc.

Alfred Lemcke

Steven H. Adler

Neal D. Nielsen and Scott Nielson

Highland Financial Corporation, et al.

Going Platinum Inc. and Alan H. Catalan

Cary S. Greene

Texon Energy Corporation, Lonestar Petroleum Corporation, James E. Hammonds aka Jake Hammons aka Jake Davis and Barry V. Reed

Robert L. Bentley, Entrust Group and Bentley Financial Services, Inc.

DC&Z, LLC, Nunzio Desantis, Joseph Zappala, Richard Cook, Francisco Urrea and Greg Carabajal

Michael W. Berger, Manhattan Investment Fund Ltd., and Manhattan Capital Management, Inc.

Gary Landon Davenport, dba Southwest Family Trust Service, Financial Marketing Service and Liberty Marketing Service; Russell Reeves, dba Enterra Marketing Service; Richard Earl Russell and Gregory Monroe Roberts