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SEC Enforcement Actions

U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.

10,345 releases indexed · page 24 of 104.

LR-20711
Jaisankar Marimuthu, Chockalingam Ramanathan and Thirugnanam Ramanathan
LR-20707
James C. Dawson
LR-20708
Michael E. Kelly, et al.
LR-20709
Michael E. Kelly, et al.
LR-20705
John P. Miller
LR-20706
United Rentals, Inc.
LR-20704
Rick J. Boros, a/k/a Vincent Kwiatkowski, and North American Mining Ventures, Inc.
LR-20701
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
LR-20702
Mark D. Woodburn and Terry LaCore
LR-20698
Julian T. Tzolov and Eric S. Butler
LR-20699
Donald D. LaBarre
LR-20700
Albert Jackson Stanley
LR-20697
Steven Byers, Joseph Shereshevsky, Wextrust Capital, LLC, Wextrust Equity Partners, LLC, Wextrust Development Group, LLC, Wextrust Securities, LLC and Axela Hospitality, LLC, and Elka Shereshevsky (Relief Defendant)
LR-20692
Competitive Technologies, Inc. , et. al.
LR-20693
ProVision Operation Systems, Inc., Robert T. Fletcher III, Richard C. Hill, James W. Stock, and Lawrence D. Morris
LR-20694
American Energy Resources Corp., H&M Petroleum Corp., and Donald H. Allen
LR-20695
Compass Capital Group, Inc. et al.
LR-20696
Mark E. Salyer, et al.
LR-20690
Con-way Inc.
LR-20691
Jeffrey Fishman
LR-20687
Mark David Shapiro, et al.
LR-20688
Royal Forex Management, LLC and Patrick H. Haxton
LR-20684
Francisco Abellan, et al.
LR-20685
Bryan S. Behrens, et al.
LR-20683
Nancy R. Heinen
LR-20680
Jeffrey P. Jorissen, Gary A. Shiffman and Mary A. Petrella
LR-20681
David B. Stocker and Carrera Capital, Inc.
LR-20682
Kay Services, LLC, et al.
LR-20679
Michael E. Kelly, et al.
LR-20678
Steven Byers, Joseph Shereshevsky (a/k/a Joseph Heller and "Josie"), Wextrust Capital, LLC, Wextrust Equity Partners, LLC, Wextrust Development Group, LLC, Wextrust Securities, LLC and Axela Hospitality, LLC
LR-20676
Alliance Transcription Services, Inc., Clifford A. Lewis, Richard A. Dabney, Raymond C. Dabney, Philip M. Young, Charles J. Smith, and William D. O'Neal
LR-20677
Bunchan et al.
LR-20672
Biopure Corporation, et al.
LR-20673
Angel Acquisition Corp., et al. and Global Materials & Services, Inc., et al.
LR-20674
Peter S. Jessop, et al.
LR-20675
Dmitriy Butko
LR-20670
Prudential Financial, Inc.
LR-20671
Ali Hozhabri
LR-20666
Paul G. Merklinger, et al
LR-20667
Jason R. Hyatt, Jay Johnson and Hyatt Johnson Capital, LLC
LR-20668
Michael F. Crowley, Jr. and Jerry L. Burdick
LR-20669
Brent S. Lemons
LR-20463
Clean Care Technologies, Inc., et al.
LR-20460
Phillip R. Bennett
LR-20459
Ameer Khan, Raquel Kohler and Stephen Ziegler
LR-20457
Westinghouse Air Brake Technologies Corporation
LR-20458
Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Brenda P. Murray, Chief Administrative Law Judge
LR-20456
Dean A. Esposito, Frederick J. Birks, Joseph DeVito, Theodore B. Holbrook and Walter A. Tye
LR-20455
R&G Financial Corporation
LR-20453
William G. Williams
LR-20454
Bartholomew F. Palmisano, Jr.
LR-20452
FacePrint Global Solutions, Inc. and Pierre Cote
LR-20451
Strategic Management & Opportunity Corporation, Robert J. Pratt, and Jeffrey A. Brommer
LR-20449
Stephen P. Gardner, et al.
LR-20450
VesCor Capital Corp., VesCor Capital, Inc., Vescorp Capital, LLC, VesCorp Capital IV-A, LLC, VesCorp Capital IV-M, LLC and Val E. Southwick
LR-20447
Kan King Wong, Charlotte Ka On Wong Leung, Michael Leung Kai Hung and David Li Kwok Po
LR-20448
F. Douglas Murrell
LR-20445
Thomas A. Skoulis and Peter M. Frankl
LR-20446
James Charles Blue, Randy Cook, and Victor Campbell
LR-20444
Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
LR-20441
David B. Duncan
LR-20442
Daryn P. Fleming and Mathew C. Bruce; International Broadcasting Corporation
LR-20443
Robert F. Gruder and Stinger Systems, Inc.
LR-20439
Patrick Kirkland, et al.
LR-20440
Michael K. Openshaw
LR-20437
Aimsi Technologies, Inc., et al.
LR-20438
Daniel William Heath, Denis Timothy O'Brien, John William Heath, and Larre Jaye Schlarmann
LR-20435
Andrew J. McKelvey
LR-20434
Saiyed Atiq Raza
LR-20433
Gerald H. Levine and Marie A. Levine
LR-20432
Morris Gad and Nathan Rosenblatt
LR-20430
Anatoly Russ
LR-20429
Gregory B. Raben and William Patrick Borchard
LR-20428
Justin M. Paperny
LR-20426
Chancellor Corporation, et al.
LR-20427
Bryan S. Behrens, et al.
LR-20424
Lazare Industries, Inc., et al.
LR-20425
K.W. Brown and Company, et al.
LR-20423
Mark Michel, et al.
LR-20422
Coadum Advisors, Inc.; Mansell Capital Partners III, LLC; James A. Jeffery; Thomas E. Repke; Coadum Capital Fund 1, LLC; Coadum Capital Fund II, LP; Coadum Capital Fund III, LP; and Mansell Acquisition Company LP
LR-20420
James E. Koenig
LR-20419
Mitchell S. Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant
LR-20418
Joseph F. Apuzzo
LR-20416
Navigators International Management Co., Ltd., James R. Spurger and Benjamin W. Young, Jr.
LR-20417
Greg A. Gadel and Daniel J. Skrypek
LR-20413
Justin Ficken and Martin J. Druffner, et. al.
LR-20414
Lucent Technologies Inc.
LR-20415
Jarrod W. McMillin, Innovative Projects, Inc., Laurence G. Young, Anne B. Liebermann, and Jason A. Kolakowski
LR-20409
Nicholas A. Czuczko
LR-20410
Akzo Nobel, N.V.
LR-20411
Robert Olins, et al.
LR-20412
Rhea Laws and 4D Seismic, Inc.
LR-20404
Concorde America, Inc., et al.
LR-20405
Santo C. Maggio
LR-20406
Edward P. May and E-M Management Co. LLC
LR-20352
Patrick Kirkland, et al.
LR-20408
John J. Lawbaugh
LR-20403
Darryl A. Goldstein and Christopher L. O'Donnell
LR-20402
Joseph P. Collins
LR-20400
Larry P. Langford and William B. Blount

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