SEC Enforcement Actions

William A. Huber and Hubadex, Inc.

K&L International Enterprises, Inc., et al.

Jason M. Genet

3001 AD, LLC, Jimmy L. Barker, Robert J. Ladrach, Marc S. Rifkin, Ronald B. Bowsky, Jack Maddock and Michael Weidgans

Frank Bluestein

K&L International Enterprises, Inc., et al.

Maximum Return Investments, Inc. and Clelia A. Flores

George Wesley Harris and Giant Operating, LLC, Defendants, and Stephen Christopher Plunkett, Giant Petroleum, Inc. and DSSC Operating LLC, Relief Defendants

Reza Saleh and Amir Saleh

Christopher A. Black

John P. Utsick, et al.

David L. Hersh

John J. Bravata, et al.

Regions Bank

Uncommon Media Group, Inc., et al.

Uncommon Media Group, Inc., et al.

Charles Johnson, Jr., Christopher Benyo, Michael Kennedy, John Tuli, and Kent Wakeford

Michael Lauer, et al.

Tony E. Morrison and Texas Securities Partners LLC

Allen W. Moss

Stuart W. Fuhlendorf and Isilon Systems, Inc.

Robert D. Falor, et al.

Daryl O. Anderson

Tenet Healthcare Corporation, et al.

Paul D. Poetter, et. al.

Dana Holding Corporation (as Successor Registrant to Dana Corporation)

Jeff L. Soisson and Karen Kaye Walker

Timothy J. Huff

Angel Acquisition Corp., et al

Philip G. Barry, Leverage Group, Leverage Option Management Co., Inc., and North American Financial Services

Gary A. Reys; CellCyte Genetics Corporation and Ronald W. Berninger

The Hain Celestial Group, Inc.

Jeffrey L. Mowen et al.

Doyle Scott Elliott, Scott Elliott, Inc., Michael Xirinachs, Emerald Asset Advisors LLC, Robert Weidenbaum, and CLX & Associates, Inc.

VeriFone Holdings, Inc. and Paul Periolat

David A. Souza and D.A. Souza Investments

Sarath B. Gangavarapu

Oscar H. Meza

Duane N. Martin and Gary Trump

Ben-Wal Leasing Company, et al.

Titan Wealth Management, LLC, Point West Partners, LLC, and Thomas Lester Irby II, Defendants, and Joseph Romanow, David Romanow, Karen Bowie, France Michaud, John J. Kim, and Pegasus Holdings Group, Inc.

Nancy Jewell, Kristin Mays, and Matthew B. Murphy, III

Darrel West and Own My Travel, LLC

Mohit A. Khanna and MAK 1 Enterprises Group, LLC, et al.

Daniel M. Kantrowitz

Eric Todd Seiden and Kamal Abdallah

Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger

Edwin B. Lyon, IV, et al.

L. Daniel Ferrer

Terex Corporation

Frank DiPascali, Jr.

2Randall Consulting Group, LLC and Brion Gary Randall, Defendants

Maurice R. Greenberg and Howard I. Smith

CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin Robert G. Mahony, Administrative Law Judge

Johannes Gerhardus Andreae

Albert J. Rasch, Jr., Kathleen R. Novinger, Sandra B. Masino, and 144 Opinions, Inc.

General Electric Company

Omar Ali Rizvi, Bellwether Venture Capital Fund I, Inc., and Strategy Partners, LLC

Kenneth Selterman and Patti Tay

Bank of America Corp.

Catherine R. McEnroe, Noreen O'Loughlin and Martin R. von Ruden

Rod Cameron Stringer, individually and d/b/a RCS Hedge Fund

Arthur Nadel, et al.

Ross Owen Haugen

Urs Kamber, Stephan Husi and Richard Jon May

Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller

CRE Capital Corporation and James G. Ossie

BarrierMed, Inc., BarrierMed Glove Co. and Victor J. Ragucci

Marco Glisson

Kevin J. Heron

John Zeglis, As Executor, Successor/Representative To James D. Zeglis, Gautam Gupta, Lance D. McKee, and Jim W. Dixon

Jarrod W. McMillin, et al.

Gen-See Capital Corp. and Richard S. Piccoli

Joseph S. Forte, et al.

Gen-See Capital Corp. and Richard S. Piccoli

Stephen C. Sayre, et al.

Joel Steinger, et al.

Anthony A. James

Savvides & Partners/PKF Cyprus, Pavlos Meletiou, R.K. Dhawan and Co., and R.K. Dhawan

Martin J. Druffner, et. al.

Braintree Energy, Inc. and Howard Graham

Creative Capital Consortium, LLC, et. al.

Rica Foods, Inc. and Calixto Chaves

Star Exploration, Inc. and James T. Gurgainers

Ryan M. Reynolds, et al.

Fiat S.p.A. and CNH Global N.V.

UnitedHealth Group Inc. and David J. Lubben

World Information Technology, Inc., et al.

Robert R. Ross, et al.

Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC

Matthew C. Devlin, Jamil A. Bouchareb, Daniel A. Corbin, Frederick E. Bowers, Thomas R. Faulhaber, Eric A. Holzer, Jeffrey R. Glover, Corbin Investment Holdings, LLC and Augustus Management, defendants, and Maria T. Checa, Lee H. Corbin, LLC and Checa International, Inc., relief defendants

Rick A. Marano, William Marano and Carl Loizzi

National Lampoon, Inc., et al.; Advatech Corporation, et al.; and Alex Kanakaris, et al.

Siemens Aktiengesellschaft

Pinnacle Business Management, Inc. et al.

One Wall Street, Inc., Donte C. Jarvis, Alan Brown, Willis "Bill" White III, and Cecil Baptiste, also known as John Latorri

Citigroup Global Markets, Inc.; UBS Securities LLC and UBS Financial Services Inc.

Zurich Financial Services

Marc S. Dreier

James Tambone and Robert Hussey