SEC Enforcement Actions
U.S. Securities and Exchange Commission litigation releases sourced from SEC.gov.
10,345 releases indexed · page 16 of 104.
- LR-21633Trevor G. Cook, et al.
- LR-21634Robert W. Davis and Randall D. Imhoff
- LR-21631Juan Jose Fernandez Garcia and Luis Martin Caro Sanchez
- LR-21632K&L International Enterprises, Inc., et al.
- LR-22536Jon Latorella and James Fields
- LR-22568Zhou, et al.
- LR-22567Steven B. Hart
- LR-22563InnoVida Holdings LLC, Claudio Osorio and Craig Toll
- LR-22564Eric Todd Seiden and Kamal Abdallah
- LR-22559Glenn Grossman, Lawrence Steven Cohen, Shay Keren, and John Zanic
- LR-22560Femenia et al.
- LR-22561East Delta Resources Corp., Victor Sun, David Amsel and Mayer Amsel
- LR-22558A.L. Waters Capital, LLC, et al.
- LR-22557Timothy S. Durham, et al.
- LR-22551David Ronald Allen, et al.
- LR-22552China North East Petroleum Holdings Limited, et al.
- LR-22553I. Joseph Massoud
- LR-22554Igor Cornelsen and Bainbridge Group Inc.
- LR-22555Joseph P. Cillo
- LR-22548Resources Planning Group, Inc., et al.
- LR-22549Thomas C. Conradt, et al.
- LR-22550John H. Pamplin, Jr.
- LR-22547Michael Van Gilder and Roger Parker
- LR-22546EagleEye Asset Management, LLC and Jeffrey A. Liskov
- LR-22543Elaine M. Brown and Gary A. Prince
- LR-22544Christopher S. Metcalf, Bozidar “Bob” Vukovich, and Pantera Petroleum, Inc.
- LR-22545Berton M. Hochfeld et al.
- LR-22542Greenstone Holdings, Inc., Virginia K. Sourlis, et al.
- LR-22539CR Intrinsic Investors, LLC et al.
- LR-22540Edward S. Steffelin
- LR-22541Brian H. Stoker
- LR-23445Bonan Huang, et al.
- LR-23419National Note of Utah and Wayne L. Palmer
- LR-23389Premiere Power, LLC, et al.
- LR-23360Jason W. Galanis
- LR-23358Daniel H. Mudd, Enrico Dallavecchia, and Thomas A. Lund
- LR-23326Path America, LLC, et al.
- LR-23320John Thornes, Defendant, and Christopher Burnell, Kyle Larick, and Doreen Thornes, Relief Defendants
- LR-21627Prime Time Group, Inc., et al.
- LR-21628Thompson Consulting, Inc.
- LR-21629James E. Gansman et al.
- LR-21625Kevin J. Schott
- LR-21626Amante Corporation, Commonwealth Capital Management, Inc., Edward M. Denigris, and William D. Dyer
- LR-21624Jon C. Ginder, Northamerican Energy Group, Inc., and Northamerican Energy Group, Corp.
- LR-21623William A. Huber and Hubadex, Inc.
- LR-21622Karlheinz Redekopp and International Commercial Television, Inc.
- LR-21618Universal Corporation, Inc. and Alliance One International, Inc.
- LR-21619CJ's Financial and Candice D. Campbell
- LR-21620Michael E. Kelly, et al.
- LR-21621Jason M. Genet
- LR-21615David P. Turner and Ousama M. Naaman
- LR-21616James W. McIntosh, et al., and Mark T. Schwetschenau
- LR-22535John Lazorchak, et al.
- LR-22532Bruce L. Grossman and Jonathan R. Curshen
- LR-22531BP p.l.c.
- LR-22527Aamer Abdullah
- LR-22528James F. Ellis
- LR-22529Lee Cole, Linden Boyne, Kevin B. Donovan and Timothy Quintanilla
- LR-22530Anand Sekaran and Wasson Capital Advisors Ltd.
- LR-22526Stanley B. McDuffie (f/k/a Stanley Roberson and Stanley Battle) and Jilapuhn, Inc., d/b/a Her Majesty's Credit Union, LLC
- LR-22525Adam Bielski
- LR-22524Thomas P. Flanagan., et al.
- LR-22520Michael H. Johnson
- LR-22521MedLink International, Inc., Aurelio Vuono and James Rose
- LR-22522Van Gilder
- LR-22523Kris Chellam
- LR-22519Frank A. LoBue
- LR-22518James C. Mulholland, Jr. and Thomas S. Mulholland
- LR-22515Well Advantage Limited, et al.
- LR-22516Irwin Boock, et al.
- LR-22517Joseph Pacifico
- LR-22512A.L. Waters Capital, LLC, et al.
- LR-22513Joseph J. Monterosso, et. al.
- LR-22514Geoffrey H. Lunn, Darlene A. Bishop and Vincent G. Curry
- LR-22510Yorkville Advisors, LLC, Mark Angelo and Edward Schinik
- LR-22511The Investors Registry, LLC, and Michael J. Southworth
- LR-22508All Know Holdings Ltd., et al.
- LR-22507James L. Douglas a/k/a James L. Cooper
- LR-22505Lion Capital Management, LLC and Hausmann-Alain Banet
- LR-22504GEI Financial Services, Inc., Norman Goldstein, and Laurie Gatherum
- LR-22501Sunrise Solar Corporation, Eddie D. Austin, Jr., and Carolyn Austin
- LR-22502Michael W. Perry et al.
- LR-22499Irwin Boock, et al.
- LR-22500Subramanian Krishnan
- LR-224958000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq.
- LR-22496Bradley A. Holcom and Jose L. Pinedo
- LR-22497Jauyo ("Jason") Lee and Victor Chen
- LR-22498Glenn Grossman, Lawrence Steven Cohen, Shay Keren, and John Zanic
- LR-22494David Gengler, Lashaico, et al.
- LR-22493Gilbert G. Lundstrom et al. and Don A. Langford
- LR-22490David L. Rothman
- LR-22491Tyco International Ltd.
- LR-22492Rudolf D. Pameijer, et al.
- LR-22486Waldyr Da Silva Prado Neto
- LR-22488Edward Tackaberry
- LR-22489Revolutions Medical Corp. and Rondald L. Wheet
- LR-22485Angelo A. Alleca, et al.
- LR-22483Mantria Corporation et al.
- LR-22484Bruce Cole and Nanette Cole
- LR-22481Gilbert Fiorentino
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.