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HQ-1998-0303JudicialConcludedFY 1998· Region HQ

EPA v. CATERPILLAR, INC.

Final Order With Penalty

Penalty assessed

$25,000,000

Compliance action

$250,000,000

Case summary

CATERPILLAR INC. PRODUCED 320,000 ENGINES CONTAINING DEFEAT DEVICES SINCE 1988. THESE ENGINES RESULTED IN EXCESS NOX EMISSIONS OF 2.1 MILLION TONS. THE COMPANY WILL PAY A CIVIL PENALTY OF $25 MILLION, AND WILL CONDUCT ENVIRONMENTAL PROJECTS COSTING $35 MILLION.

Defendants (1)

  • CATERPILLAR, INC.Named in complaintNamed in settlement

Facilities (6)

  • CATERPILLAR INC

    OLD GALENA RD AND CEDAR HILLS, MOSSVILLE, IL, 615520600

    Registry ID: 110041082949

  • CATERPILLAR INC

    OLD GALENA RD AND CEDAR HILLS, MOSSVILLE, IL, 615520600

    Registry ID: 110041082949

  • CATERPILLAR INC

    OLD GALENA RD AND CEDAR HILLS, MOSSVILLE, IL, 615520600

    Registry ID: 110041082949

  • CATERPILLAR INC

    OLD GALENA RD AND CEDAR HILLS, MOSSVILLE, IL, 615520600

    Registry ID: 110041082949

  • CATERPILLAR INC

    OLD GALENA RD AND CEDAR HILLS, MOSSVILLE, IL, 615520600

    Registry ID: 110041082949

  • CATERPILLAR INC

    OLD GALENA RD AND CEDAR HILLS, MOSSVILLE, IL, 615520600

    Registry ID: 110041082949

Statutes cited

  • CAA 203Prohibited Acts - Motor Vehicle & Motor Vehicle Engines

Enforcement conclusions (1)

  • CATERPILLAR, INC.entered 1999-07-01

    Primary law: CAA

    Federal penalty: $18,750,000 · State/local: $6,250,000

Timeline (6 milestones)

  • 1998-03-05Referred To Dept Of Justice
  • 1998-10-22Complaint Filed With Court
  • 1998-10-22Final Order Lodged
  • 1998-11-10Enforcement Action Data Entered
  • 1999-07-01Final Order Entered
  • 1999-07-01Concluded

Case metadata

EPA activity ID
57374
Case number
HQ-1998-0303
Lead agency
EPA
HQ division
MOB
EPA region
HQ
Multimedia
No
Voluntary self-disclosure
No
Primary statute
Prohibited Acts - Motor Vehicle & Motor Vehicle Engines

Sourced verbatim from EPA ECHO Enforcement Case Report for case HQ-1998-0303 . Bulk data: ICIS-FEC download summary.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.