Skip to main content
06-2002-3712JudicialClosedFY 2002· Region 06

EPA v. ALCOA, INC. - ROCKDALE OPERATIONS

Final Order With Penalty

Case summary

1. SECTION 113(B) OF THE CLEAN AIR ACT ( CAA ), 42 U.S.C. SECTION 7413(B). 2. ALCOA, INC., FM 1786, ROCKDALE, MILAM COUNTY, TEXAS 76567 3. RESPONDENT WAS IN VIOLATION OF SECTIONS 110 AND 165 OF THE CAA BY: 1) FAILING TO OBTAIN A PRECONSTRUCTION PERMIT AS REQUIRED BY THE PREVENTION OF SIGNIFICANT DETERIORATION (PSD) REGULATIONS OF THE TEXAS STATE IMPLEMENTATION PLAN (SIP), PRIOR TO MAKING MAJOR MODIFICATIONS AT THE ROCKDALE FACILITY. 2/27/07: Original Demand for Stipulated Penalties in the amount of $859,000 dated 2/27/07. 4. RELIEF SOUGHT PURSUANT TO SECTION 113(B) OF THE CAA, EPA SUBMITTED A DIRECT REFERRAL REQUESTING DOJ PROVIDE ASSISTANCE TO EPA IN DEVELOPING A CIVIL ENFORCEMENT ACTION FOR INJUNCTIVE RELIEF AND OTHER RELIEF AGAINST THE RESPONDENT. EPA IS SEEKING A CIVIL PENALTY OF $39,171,000 FOR THE VIOLATIONS CITED. 5. THE LITIGATION TEAM IS INVESTIGATING WHETHER NSPS WAS TRIGGERED DUE TO THE ACTIVITIES THAT OCCURRED DURING THE SANDOW BETTERMENT PROGRAM AND, IF SO, WHICH NSPS SUBPART IS APPLICABLE. THE REFERRAL WILL BE SUPPLEMENTED AS SOON AS POSSIBLE WHEN THE LITIGATION TEAM HAS SUFFICIENT EVIDENCE TO PROVE NSPS VIOLATIONS.

Defendants (1)

  • ALCOA, INC.Named in complaintNamed in settlement

Facilities (4)

  • ALUMINUM CO OF AMERICA, INC. - ROCKDALE OPERATIONS

    FM 1786, ROCKDALE, TX, 76567

    Registry ID: 110008144025

  • ALCOA ROCKDALE OPERATIONS

    4069 CHARLES MARTIN HALL RD, ROCKDALE, TX, 76567

    Registry ID: 110008144025

  • ALUMINUM CO OF AMERICA, INC. - ROCKDALE OPERATIONS

    FM 1786, ROCKDALE, TX, 76567

    Registry ID: 110008144025

  • ALCOA ROCKDALE OPERATIONS

    4069 CHARLES MARTIN HALL RD, ROCKDALE, TX, 76567

    Registry ID: 110008144025

Statutes cited

  • CAA 165Prevention of Significant Deterioration (PSD)
  • CAA 110Implementation Plan for National Primary and Secondary Ambient Air Quality Standards

Enforcement conclusions (2)

  • Alcoa, Inc.entered 2003-07-28

    Primary law: CAA

    Federal penalty: $1,500,000

  • ALCOA, INC. - ROCKDALE OPERATIONSentered 2007-02-27

    Primary law: CAA

    Federal penalty: $131,996

Timeline (10 milestones)

  • 2001-12-31Referred To Dept Of Justice
  • 2002-02-15Enforcement Action Data Entered
  • 2003-04-09Complaint Filed With Court
  • 2006-11-15Final Order Lodged
  • 2007-02-27Final Order Entered
  • 2007-02-27Consent Decree Amendment
  • 2007-03-14Demand for Stipulated Penalties
  • 2007-03-14Consent Decree Amendment
  • 2018-06-19Enforcement Action Closed
  • 2018-06-19Air Resolved

Case metadata

EPA activity ID
42028
Case number
06-2002-3712
DOJ docket
1:03-cv-00222-SS
Lead agency
EPA
HQ division
AIR
Branch
6RC-E
EPA region
06
Multimedia
No
Voluntary self-disclosure
No
Primary statute
Prevention of Significant Deterioration (PSD)

Sourced verbatim from EPA ECHO Enforcement Case Report for case 06-2002-3712 . Bulk data: ICIS-FEC download summary.

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.