§ 131.43 Report of securities issued.
Primary source
Verbatim text below is from the Electronic Code of Federal Regulations (eCFR), a public-domain U.S. government work. Always verify the current version with the eCFR before relying on it for any legal matter.
Full Text
(See § 34.10 of this chapter.)
(Submit an original and four copies.)
[Name of respondent]
Report of Securities IssuedDescription of security....................................DescriptionAmount 1. Face value or principal amount 2. Plus premium or less discount 3. Gross proceeds 4. Underwriter's spread or commission 5. Securities and Exchange Commission registration fee 6. State mortgage registration tax 7. State commission fee 8. Fee for recording indenture 9. United States document tax 10. Printing and engraving expenses 11. Trustee's charges 12. Counsel fees 13. Accountant's fees 14. Cost of listing 15. Miscellaneous expenses of issue (Describe large items) 16. Total deductions 17. Net amount realized
[Order 141, 12 FR 8591, Dec. 19, 1947, as amended by Order 182, 46 FR 50517, Oct. 14, 1981]
Effective Date Note:At 70 FR 35375, June 20, 2005, § 131.43 introductory text was revised, effective at the time of the next e-filing release during the Commission's next fiscal year. For the convenience of the user, the revised text follows: § 131.43 Report of securities issued.(See § 34.10 of this chapter)(Submit in electronic format in accordance with § 385.2003 of this chapter.)
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