§ 302.100 Definitions.

For purposes of §§ 302.100 through 302.107, the following terms shall have the following meanings:

Appointment date.appointment datefiling date(a) The term means the date of the appointment of the Corporation as receiver for a covered financial company that is a covered broker or dealer. This date shall constitute the as that term is used in SIPA.

Bridge broker or dealer.bridge broker or dealer(b) The term means a new financial company organized by the Corporation in accordance with 12 U.S.C. 5390(h) for the purpose of resolving a covered broker or dealer.

Commission.Commission(c) The term means the Securities and Exchange Commission.

Covered broker or dealer.covered broker or dealer(d) The term means a covered financial company that is a qualified broker or dealer.

Customer.customerlllprovided thatdebtor(e) The term of a covered broker or dealer shall have the same meaning as in 15 U.S.C. 78(2) the references therein to shall mean the covered broker or dealer.

Customer name securities.customer name securitieslllprovided thatdebtorfiling date(f) The term shall have the same meaning as in 15 U.S.C. 78(3) the references therein to shall mean the covered broker or dealer and the references therein to shall mean the appointment date.

Customer property.customer propertylllprovided thatdebtor(g) The term shall have the same meaning as in 15 U.S.C. 78(4) the references therein to shall mean the covered broker or dealer.

Net equity.net equitylllprovided thatdebtorfiling date(h) The term shall have the same meaning as in 15 U.S.C. 78(11) the references therein to shall mean the covered broker or dealer and the references therein to shall mean the appointment date.

Qualified broker or dealer.qualified broker or dealer(i) The term means a broker or dealer that (A) is registered with the Commission under Section 15(b) of the Securities Exchange Act of 1934 (15 U.S.C. 78o(b)); and (B) is a member of SIPC.

SIPA.SIPAlll.(j) The term means the Securities Investor Protection Act of 1970, 15 U.S.C. 78aaa-

SIPC.SIPC(k) The term means the Securities Investor Protection Corporation.

Corporation.Corporation(l) The term means the Federal Deposit Insurance Corporation.

Dodd-Frank Act.Dodd-Frank Act(m) The term means the Dodd-Frank Wall Street Reform and Consumer Protection Act, Public Law 111-203, 124 Stat. 1376, enacted July 21, 2010.