17 CFR § 270.30a-4Chapter II

§ 270.30a-4 Annual report for wholly-owned registered management investment company subsidiary of registered management investment company.

Primary source

Verbatim text below is from the Electronic Code of Federal Regulations (eCFR), a public-domain U.S. government work. Always verify the current version with the eCFR before relying on it for any legal matter.

Full Text

Notwithstanding the provisions of § 270.30a-1, a registered management investment company that is a wholly-owned subsidiary of a registered management investment company need not file an annual report on Form N-CEN if financial information with respect to that subsidiary is reported in the parent's annual report on Form N-CEN.

[81 FR 82021, Nov. 18, 2016]

eCFR data current as of: June 10, 2026

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