§ 270.2a-6 Certain transactions not deemed assignments.
Primary source
Verbatim text below is from the Electronic Code of Federal Regulations (eCFR), a public-domain U.S. government work. Always verify the current version with the eCFR before relying on it for any legal matter.
Full Text
A transaction which does not result in a change of actual control or management of the investment adviser to, or principal underwriter of, an investment company is not an assignment for purposes of section 15(a)(4) or section 15(b)(2) of the act, respectively.
(Secs. 6(c) and 38(a) (15 U.S.C. 80a-6(c) and 80a-37(a)))
[45 FR 1861, Jan. 9, 1980]
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