17 CFR § 270.17a-1Chapter II
§ 270.17a-1 Exemption of certain underwriting transactions exempted by § 270.10f-1.
Primary source
Verbatim text below is from the Electronic Code of Federal Regulations (eCFR), a public-domain U.S. government work. Always verify the current version with the eCFR before relying on it for any legal matter.
Full Text
Any transaction exempted pursuant to § 270.10f-1 shall be exempt from the provisions of section 17(a)(1) of the Act (54 Stat. 815; 15 U.S.C. 80a-17).
[Rule N-17A-1, 6 FR 1191, Feb. 28, 1941]
eCFR data current as of: June 10, 2026
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