12 CFR Part 335
22 sections.
- § 335.101Scope of part, authority and OMB control number
- § 335.111Forms and schedules
- § 335.121Listing standards related to audit committees
- § 335.201Securities exempted from registration
- § 335.211Registration and reporting
- § 335.221Forms for registration of securities and cross reference to Regulation FD (Fair Disclosure)
- § 335.231Certification, suspension of trading, and removal from listing by exchanges
- § 335.241Unlisted trading
- § 335.251Forms for notification of action taken by national securities exchanges
- § 335.261Exemptions, terminations, and definitions
- § 335.301Reports of issuers of securities registered pursuant to section 12
- § 335.311Forms for annual, quarterly, current, and other reports of issuers
- § 335.321Maintenance of records and issuer's representations in connection with required reports
- § 335.331Acquisition statements, acquisition of securities by issuers, and other matters
- § 335.401Solicitations of proxies
- § 335.501Tender offers
- § 335.601Requirements of section 16 of the Securities Exchange Act of 1934
- § 335.611Initial statement of beneficial ownership of securities (Form 3)
- § 335.612Statement of changes in beneficial ownership of securities (Form 4)
- § 335.613Annual statement of beneficial ownership of securities (Form 5)
- § 335.701Filing requirements, public reference, and confidentiality
- § 335.801Inapplicable SEC regulations; FDIC substituted regulations; additional information
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.