12 CFR Part 240
17 sections.
- § 240.1§ 240.1 Authority, purpose and scope.
- § 240.2§ 240.2 Definitions.
- § 240.3§ 240.3 Prohibited transactions.
- § 240.4§ 240.4 Notification.
- § 240.5§ 240.5 Application and closing out of offsetting long and short positions.
- § 240.6§ 240.6 Disclosure.
- § 240.7§ 240.7 Recordkeeping.
- § 240.8§ 240.8 Capital requirements.
- § 240.9§ 240.9 Margin requirements.
- § 240.10§ 240.10 Required reporting to customers.
- § 240.11§ 240.11 Unlawful representations.
- § 240.12§ 240.12 Authorization to trade.
- § 240.13§ 240.13 Trading and operational standards.
- § 240.14§ 240.14 Supervision.
- § 240.15§ 240.15 Notice of transfers.
- § 240.16§ 240.16 Customer dispute resolution.
- § 240.17§ 240.17 Reservation of authority.
This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.