United States Securities & Exchange Commission v. Gun Soo Oh Park

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• noting that ―touting‖ occurred when an investment newsletter publisher failed to disclose ownership of, and subsequent profits on, the stocks he recommended
• noting that “touting” occurred when an investment newsletter publisher failed to disclose ownership of, and subsequent profits on, the stocks he recommended
• denying motion to dismiss Section § 10(b) and Rule 10b-5 claims against promoters because “it is possible that Defendants may have a relationship of trust and confidence with its subscribers so as to impose on them a duty to disclose their scalping activity”
• “[W]hether or not a publication is personalized for purposes of the Advisers Act is determined in large part by whether or not the publication can fall into an exclusion for nonpersonalized or general publications.”

Source: CourtListener parenthetical corpus (CC0).