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· 10/9/1996

United States Securities and Exchange Commission v. H. Thomas Fehn

Citations

  • 97 F.3d 1276
  • 96 Daily Journal DAR 12375
  • 96 Cal. Daily Op. Serv. 7516
  • 1996 U.S. App. LEXIS 26409
  • 1996 WL 577833

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • noting that without more, sincere 8 assurances of an intent to refrain from aiding and abetting future violations are insufficient 9 to militate against an injunction
  • “[Sincere assurances of an intent to refrain from aiding and abetting future violations are insufficient, without more, to militate against an injunction.”
  • “[T]he second factor weighs in [defendant’s] favor, since the SEC cites no other securities law violations on [defendant’s] part....”
  • lack of remorse may be inferred from a defendant’s 27 continued insistence on validity of his conduct

Source: CourtListener parenthetical corpus (CC0).

Judges: Goodwin, Hawkins, Fitzgerald

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.