Swartwout v. Wyckoff

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• holding that gross negligence and breach of fiduciary duty are not preempted by the Martin Act
• discussing split of authority and concluding that the Martin Act does not preempt common law claims
• “The plain language of the Martin Act does not explicitly preempt all common-law claims.”
• “An investment advisor may be considered a professional.”

Source: CourtListener parenthetical corpus (CC0).