Securities & Exchange Commission v. Randy

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• fact that bank whose securities were being sold was not legally licensed was material
• the disgorgement of illicit profits is a proper equitable remedy for fraud
• defendant who “depicted] himself as an unwitting participant” in co-defendant’s scheme and “ignore[d] the abundance of evidence that he knew or, at the very least, should have known of the nature of the scheme,” failed to acknowledge his culpability for securities violations

Source: CourtListener parenthetical corpus (CC0).