Securities & Exchange Commission v. Oxford Capital Securities, Inc.

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• defendants cannot raise a Fifth Amendment defense to production of accounting for the first time in a contempt proceeding
• Defendants waived Fifth Amendment privilege where they had once asserted the privilege in response to questions from the Securities & Exchange Commission, then entered into consent judgment with them
• “[D]efendants could have sought to condition their execution of the Judgments upon an agreement by the Commission to insert a provision preserving their Fifth Amendment privileges.”

Source: CourtListener parenthetical corpus (CC0).