· 9/29/2003
Russell Ponce v. Securities & Exchange Commission
Citations
- 345 F.3d 722
- 2003 Cal. Daily Op. Serv. 8727
- 2003 U.S. App. LEXIS 19946
- 2003 WL 22227856
How courts have described this case
Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.
- “If ... the evidence is open to more than one interpretation, we are required to uphold the SEC’s finding.”
- scienter is established where defendants make “statements that they know, or are reckless in not knowing, are false”
- SEC must prove the same elements in order to prevail on a claim that the defendant aided and abetted an issuer’s violation of Section 13(a) by causing the issuer to file false annual and quarterly reports
Source: CourtListener parenthetical corpus (CC0).
Judges: Ferguson, Brunetti, Tashima
Read full opinion on CourtListenerSourced from CourtListener / Free Law Project (CC0).
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