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· 2/4/2013

Morgan Keegan & Company, Inc. v. Louise Silverman

Citations

  • 706 F.3d 562
  • 2013 U.S. App. LEXIS 2412
  • 2013 WL 425556

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • holding that defendants were not “customers” of distributor-underwriter because they did not purchase commodities or services from distributor-underwriter in course of business activities regulated by FINRA
  • granting an injunction where the transaction did not occur “in the course of its business activities regulated by FINRA”
  • declining to adopt broad scope of term \customer\ as anyone not including broker or dealer

Source: CourtListener parenthetical corpus (CC0).

Judges: Niemeyer, Keenan, Diaz

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.