· 2/4/2013
Morgan Keegan & Company, Inc. v. Louise Silverman
Citations
- 706 F.3d 562
- 2013 U.S. App. LEXIS 2412
- 2013 WL 425556
How courts have described this case
Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.
- holding that defendants were not “customers” of distributor-underwriter because they did not purchase commodities or services from distributor-underwriter in course of business activities regulated by FINRA
- granting an injunction where the transaction did not occur “in the course of its business activities regulated by FINRA”
- declining to adopt broad scope of term \customer\ as anyone not including broker or dealer
Source: CourtListener parenthetical corpus (CC0).
Judges: Niemeyer, Keenan, Diaz
Read full opinion on CourtListenerSourced from CourtListener / Free Law Project (CC0).
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