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· 12/22/2010

McGraw v. Wachovia Securities, L.L.C. Ex Rel. A.G. Edwards, Inc.

Citations

  • 756 F. Supp. 2d 1053
  • 2010 U.S. Dist. LEXIS 136135
  • 2010 WL 5209231

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • discussing vicarious liability of principals for the acts of agents under Iowa law
  • recognizing duty based on NASD Rules
  • recognizing duty based on NASD Rules
  • recognizing duty based on NASD rules
  • there is a distinction between vicarious liability of a principal for the negligence of an agent and direct liability of the principal for its own negligence
  • case upon which Garrison significantly relied

Source: CourtListener parenthetical corpus (CC0).

Judges: Mark W. Bennett

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.