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· 10/11/2006

McConville v. United States Securities & Exchange Commission

Citations

  • 465 F.3d 780
  • 2006 U.S. App. LEXIS 25353
  • 2006 WL 2873031

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • affirming SEC’s finding that CFO failed to implement internal accounting controls where company’s finance department was in disarray and company’s records did not accurately reflect financial transactions
  • no scienter requirement for § 13(b) violations

Source: CourtListener parenthetical corpus (CC0).

Judges: Bauer, Ripple, Williams

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.