Mark E. O'Leary v. Securities and Exchange Commission

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• salesman barred from further participating in securities business although he was a first offender acting in accord -9- with advice of counsel and causing no injury to investing public
• “[A]s to petitioners’ protest that they ‘were first offenders,’ acting in accord with advice of counsel, and causing no injury to the investing public, we concur with Chief Judge Lumbard’s statement in Tager v. SEC, 344 F.2d 5, 8 (2d Cir. 1965

Source: CourtListener parenthetical corpus (CC0).