Kassover v. UBS AG & UBS Financial Services, Inc.

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• dismissing IAA claim because plaintiffs failed to adequately plead that defendant did not fall within exemption from definition of investment adviser
• dismissing Advisers Act claim where plaintiff and defendant were party to brokerage agreements, not advisory agreements, and defendants recommended certain securities in that context

Source: CourtListener parenthetical corpus (CC0).