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· 12/29/1987

Joseph A. Romano v. Merrill Lynch, Pierce, Fenner & Smith

Citations

  • 834 F.2d 523
  • 9 Fed. R. Serv. 3d 1318
  • 1987 U.S. App. LEXIS 16820
  • 1987 WL 21103

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

  • affirming district court's refusal to certify securities churning class because, inter alia, \adjudication would require . . . an examination of the individual investment objectives of the client\
  • “the nature of the fiduciary duty owed will vary, depending on the relationship between the broker and the investor”

Source: CourtListener parenthetical corpus (CC0).

Judges: Randall, Davis, Feldman

Read full opinion on CourtListener

Sourced from CourtListener / Free Law Project (CC0).

This is legal information, not legal advice. Laws vary by jurisdiction and change frequently. Always verify current law with official sources and consult a licensed attorney in your jurisdiction for advice on your specific situation.