Jean ETTINGER, on Behalf of Herself and All Others Similarly Situated, Appellant, v. MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• failure to disclose excessive markup actionable under Rule 10b-5 despite dealer's compliance with Rule 10b-10
• charging undisclosed excessive commissions constitutes securities fraud

Source: CourtListener parenthetical corpus (CC0).