Fed. Sec. L. Rep. P 99,521 Gerald R. Swirsky v. National Association of Securities Dealers

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• stating that this criterion is met “when there are clear indicia of agency bias or taint”
• rejecting collateral attack by broker who challenged his settlement with NASD
• “We agree with other circuits that have considered the question that the ‘comprehensiveness of the review procedure suggests that the doctrine of exhaustion of administrative remedies should be applied to prevent circumvention of established procedures.’ ”

Source: CourtListener parenthetical corpus (CC0).