Fed. Sec. L. Rep. P 98,418 First Independence Group, Inc. Frank P. Giraldi and Mark S. Milana v. Securities and Exchange Commission

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• “[w]hen a securities firm acts as a dealer, it is entitled to charge a reasonable markup on the wholesale price it pays for the securities”

Source: CourtListener parenthetical corpus (CC0).