Fed. Sec. L. Rep. P 97,648 United States of America v. John B. Mumford, United States of America v. Cortes W. Randell

How courts have described this case

Verbatim parenthetical descriptions written by other courts when citing this decision. Ranked by citation-network relevance.

• holding that action by SEC for prospective injunctive relief is distinct from prosecution for violation of securities laws
• deleting the phrase “federal grand jury” from an indictment did not constitute an amendment that required resubmission to a grand jury as it reduced the charges against the defendant and more accurately reflected the government’s evidence
• res judicata inapplicable between SEC proceeding for injunctive relief and criminal convictions

Source: CourtListener parenthetical corpus (CC0).